KM
Kenneth C. Morris
KESTRA ADVISORY SERVICES
Troy, MI 48098
Some features on this profile are disabled
CRD#: 874609
KM
Professional summary
Kenneth Craig Morris, who also goes by Ken Morris, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Troy, Michigan and KESTRA INVESTMENT SERVICES, LLC located in Troy, Michigan.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Kenneth has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ken Morris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: SOCIETY FOR LIFETIME PLANNING POSITION: Vice President NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/03/1992 ADDRESS: 1111 w'. Long Lake, #300, Troy MI 48098 DESCRIPTION: Responsible for the overall direction and compliance of the advisors in the office. Business Name: AUTHOR POSITION: Author NATURE: Author of book INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2020 ADDRESS: 1111 w long lake, #300, Troy MI 48098 DESCRIPTION: I wrote a book that can be purchased on Amazon and Barnes and Noble Title A Thought for Your Pennies Business Name: KESTRA ADVISORY SERVICES ,LLC(KAS) POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/05/2022 ADDRESS: 5707 Southwest Parkway,, Building 2, suite 400, Austin TX 78735 DESCRIPTION: advisory to clients Business Name: KEN MORRIS INSURANCE POSITION: self NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/1990 ADDRESS: 1111 W. Long Lake, #300, Troy MI 48098 DESCRIPTION: insurance Business Name: HIGHLAND HOMEOWNER ASSOCIATION POSITION: elected volunteer NATURE: home owners association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 1 Highlands Drive, Harbor Springs MI 4974 DESCRIPTION: Sounding board for homeowners in community. Approve new construction and landscaping etc Business Name: CLOISTERS HOA POSITION: Director NATURE: HOA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 2555, Stoneykirk Ct, Oakland MI 48306 DESCRIPTION: Sounding board for home owners in community. Screen contractors.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Craig Morris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1111 W Long Lake Rd Ste 300, Troy, MI 48098RIA
CRD#: 283330
Troy, MI
Current
May 5, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1111 W Long Lake Rd Suite 300, Troy, MI 48098BD
CRD#: 42046
Troy, MI
Past
February 14, 2018 - June 6, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
TROY, MI
Past
February 14, 2018 - June 6, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
TROY, MI
Past
January 22, 2010 - February 16, 2018
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
TROY, MI
Past
May 1, 2003 - February 14, 2018
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
TROY, MI
Past
November 30, 1990 - May 12, 2003
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Past
May 27, 1988 - December 5, 1990
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
November 25, 1983 - October 5, 1984
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
Past
October 20, 1980 - June 20, 1988
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
Past
November 28, 1979 - September 19, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2022)
RR
Alaska(5/5/2022)
RR
Arizona(5/5/2022)
RR
Arkansas(5/5/2022)
RR
California(5/5/2022)
RR
Colorado(5/5/2022)
RR
Florida(5/5/2022)
RR
Georgia(5/5/2022)
RR
Illinois(6/9/2022)
RR
Maryland(5/5/2022)
RR
Massachusetts(5/10/2022)
RR
Michigan(5/5/2022)
IAR
Michigan(5/5/2022)
RR
Missouri(5/5/2022)
RR
Nevada(5/5/2022)
RR
New Jersey(9/9/2025)
RR
North Carolina(6/9/2022)
RR
Ohio(5/5/2022)
RR
South Carolina(5/5/2022)
RR
Texas(5/6/2022)
RR
Virginia(6/3/2022)
RR
Wisconsin(5/5/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 11/14/1979
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
