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Kenneth Craig Morris

KESTRA ADVISORY SERVICES
Troy, MI
·CRD# 874609·47 years experience

Professional Summary

Kenneth Craig Morris, who also goes by Ken Morris, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Troy, Michigan and KESTRA INVESTMENT SERVICES, LLC located in Troy, Michigan. Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Kenneth has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ken Morris

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
1. 1111 W Long Lake Rd Ste 300, Troy, MI 480982. Rochester, MI3. Harbor Springs, MI
May 5, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
1111 W Long Lake Rd Suite 300, Troy, MI 48098
May 5, 2022 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
Troy, MI
February 14, 2018 - June 6, 2022
LPL FINANCIAL LLC·CRD# 6413
BD
Troy, MI
February 14, 2018 - June 6, 2022
INVEST FINANCIAL CORPORATION·CRD# 12984
RIA
Troy, MI
January 22, 2010 - February 16, 2018
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
Troy, MI
May 1, 2003 - February 14, 2018
VESTAX SECURITIES CORPORATION·CRD# 10332
BD
Hudson, OH
November 30, 1990 - May 12, 2003
MUTUAL SERVICE CORPORATION·CRD# 4806
BD
Boston, MA
May 27, 1988 - December 5, 1990
MUTUAL SERVICE CORPORATION·CRD# 4806
BD
November 25, 1983 - October 5, 1984
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
October 20, 1980 - June 20, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
New York, NY
November 28, 1979 - September 19, 1991

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Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: SOCIETY FOR LIFETIME PLANNING POSITION: Vice President NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/03/1992 ADDRESS: 1111 w'. Long Lake, #300, Troy MI 48098 DESCRIPTION: Responsible for the overall direction and compliance of the advisors in the office. Business Name: AUTHOR POSITION: Author NATURE: Author of book INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2020 ADDRESS: 1111 w long lake, #300, Troy MI 48098 DESCRIPTION: I wrote a book that can be purchased on Amazon and Barnes and Noble Title A Thought for Your Pennies Business Name: KESTRA ADVISORY SERVICES ,LLC(KAS) POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/05/2022 ADDRESS: 5707 Southwest Parkway,, Building 2, suite 400, Austin TX 78735 DESCRIPTION: advisory to clients Business Name: KEN MORRIS INSURANCE POSITION: self NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/1990 ADDRESS: 1111 W. Long Lake, #300, Troy MI 48098 DESCRIPTION: insurance Business Name: HIGHLAND HOMEOWNER ASSOCIATION POSITION: elected volunteer NATURE: home owners association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 1 Highlands Drive, Harbor Springs MI 4974 DESCRIPTION: Sounding board for homeowners in community. Approve new construction and landscaping etc Business Name: CLOISTERS HOA POSITION: Director NATURE: HOA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 2555, Stoneykirk Ct, Oakland MI 48306 DESCRIPTION: Sounding board for home owners in community. Screen contractors.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(6/9/2022)
RR
Alaska
(5/5/2022)
RR
Arizona
(5/5/2022)
RR
Arkansas
(5/5/2022)
RR
California
(5/5/2022)
RR
Colorado
(5/5/2022)
RR
Florida
(5/5/2022)
RR
Georgia
(5/5/2022)
RR
Illinois
(6/9/2022)
RR
Maryland
(5/5/2022)
RR
Massachusetts
(5/10/2022)
RR
Michigan
(5/5/2022)
IAR
Michigan
(5/5/2022)
RR
Missouri
(5/5/2022)
RR
Nevada
(5/5/2022)
RR
New Jersey
(9/9/2025)
RR
North Carolina
(6/9/2022)
RR
Ohio
(5/5/2022)
RR
South Carolina
(5/5/2022)
RR
Texas
(5/6/2022)
RR
Virginia
(6/3/2022)
RR
Wisconsin
(5/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1983About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1986About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Nov 1979

Series 24 — General Securities Principal Examination

Passed Sep 1991About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Craig Morris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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