Robert A. Yager
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Alan Yager, who also goes by Bob Yager, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1979. Robert had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2017 - April 27, 2021
WALNUT CREEK WEALTH MANAGEMENT
October 15, 2013 - April 23, 2020
ROBERT ALAN YAGER
September 3, 2013 - November 13, 2019
CETERA WEALTH SERVICES, LLC
July 31, 1989 - September 3, 2013
WALNUT STREET SECURITIES, INC.
July 20, 1984 - April 9, 1990
CERTIFIED EQUITIES INCORPORATED
December 24, 1981 - April 9, 1984
PRUDENTIAL EQUITY GROUP, LLC
November 28, 1979 - September 19, 1981
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/19/1979
Registered Representative ExaminationCurrent Firm
WALNUT CREEK WEALTH MANAGEMENT
CRD#: 288440 / SEC#: 801-110685
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
