Gary L. Craig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Lynn Craig was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1979. Gary had worked at 2 firms and has passed the Series 63, Series 7, Series 1, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 1982 - May 9, 2006
CRAIG & ASSOCIATES, INC.
November 28, 1979 - June 3, 1982
PACIFIC WEST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/13/1979
Registered Representative ExaminationCurrent Firm
CRAIG & ASSOCIATES, INC.
CRD#: 10646 / SEC#: , 8-32233
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRAIG, GARY LYNN | PRESIDENT CRAIG & ASSOCIATES, GENERAL MEMBER BUERK CRAIG VICTOR LLC, CHIEF COMPLIANCE OFFICER, AML CONTACT | 874487 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
