Gail A. Gentry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gail Ann Gentry, who also goes by Gail Gentry, Gail G Griseuk, Gail Gentry Griseuk, Gail Gentry Griseun, Gail G Hendrix, Gail Gentry Hendrix, Gail Gentry Hendry, Gail Gentry Sroczynski, was a registered financial professional .
Gail is a previously registered financial professional and started their career in finance in 1979. Gail had worked at 12 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 1992 - August 18, 1994
ARAGON FINANCIAL SERVICES, INC.
August 21, 1992 - September 7, 1993
CONTINENTAL CAPITAL GROUP, INC.
December 16, 1991 - August 26, 1992
SUNPOINT SECURITIES, INC.
April 16, 1991 - May 15, 1991
LINCOLN INVESTMENT
June 7, 1988 - January 10, 1992
RETIREMENT INVESTMENT GROUP
September 8, 1986 - June 22, 1988
BIRCHTREE FINANCIAL SERVICES LLC
March 25, 1986 - September 17, 1986
LOWRY FINANCIAL SERVICES CORPORATION
August 20, 1985 - March 31, 1986
AMERICAN PACIFIC SECURITIES CORPORATION
December 5, 1983 - August 20, 1985
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
August 3, 1983 - December 12, 1983
MERRICO INVESTMENTS CORPORATION
August 24, 1982 - June 23, 1983
FIRST PARK EQUITIES, INC.
November 26, 1979 - July 7, 1982
WZW FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARAGON FINANCIAL SERVICES, INC.
CRD#: 16023 / SEC#: , 8-33169
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
