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Gail Ann Gentry

CRD# 874412·Registered 1979 - 1994
Previously Registered: Being a previously registered professional could mean that Gail is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gail Ann Gentry, who also goes by Gail Gentry, Gail G Griseuk, Gail Gentry Griseuk, Gail Gentry Griseun, Gail G Hendrix, Gail Gentry Hendrix, Gail Gentry Hendry, Gail Gentry Sroczynski, was a registered financial advisor. Gail was a previously registered financial professional and started their career in finance 1979 - 1994. Gail had worked at 12 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gail Gentry, Gail G Griseuk, Gail Gentry Griseuk, Gail Gentry Griseun, Gail G Hendrix, Gail Gentry Hendrix, Gail Gentry Hendry, Gail Gentry Sroczynski

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

ARAGON FINANCIAL SERVICES, INC.·CRD# 16023
BD
Irvine, CA
December 10, 1992 - August 18, 1994
CONTINENTAL CAPITAL GROUP, INC.·CRD# 29823
BD
August 21, 1992 - September 7, 1993
SUNPOINT SECURITIES, INC.·CRD# 25442
BD
Longview, TX
December 16, 1991 - August 26, 1992
LINCOLN INVESTMENT·CRD# 519
BD
Fort Washington, PA
April 16, 1991 - May 15, 1991
RETIREMENT INVESTMENT GROUP·CRD# 7421
BD
Houston, TX
June 7, 1988 - January 10, 1992
BIRCHTREE FINANCIAL SERVICES LLC·CRD# 15014
BD
September 8, 1986 - June 22, 1988
LOWRY FINANCIAL SERVICES CORPORATION·CRD# 7291
BD
March 25, 1986 - September 17, 1986
AMERICAN PACIFIC SECURITIES CORPORATION·CRD# 5003
BD
August 20, 1985 - March 31, 1986
UNIVERSAL HERITAGE INVESTMENTS CORPORATION·CRD# 32
BD
December 5, 1983 - August 20, 1985
MERRICO INVESTMENTS CORPORATION·CRD# 8462
BD
August 3, 1983 - December 12, 1983
FIRST PARK EQUITIES, INC.·CRD# 5269
BD
August 24, 1982 - June 23, 1983
WZW FINANCIAL SERVICES, INC.·CRD# 5717
BD
November 26, 1979 - July 7, 1982

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Current Firm

AF
ARAGON FINANCIAL SERVICES, INC.

ARAGON FINANCIAL SERVICES, INC. | NAP FINANCIAL CORPORATION

CRD#: 16023 / SEC#: 8-33169
BD
Terminated by SEC on 07/05/2002

Contact Information

Established

Texas since 01/06/1984

Firm Type

Corporation

Fiscal Year End

August

Documents

Direct owners and executive officers

NamePositionCRD#
MYER, ROBERT LANEDIRECTOR344027
BROWN, EDGAR ALLEN JRDIRECTOR1463057
DIMEGLIO, JOHN JOSEPHPRESIDENT2908029
MCKEE, DAVID ELIJAHVICE PRESIDENT4138230
REZA MOHAMMED BIDGOLICORPORATE SECRETARY & GENERAL COUNSEL—

Disclosures

Regulatory Event

11

Arbitration

14

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1979About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 1982About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed May 1982About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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