Charles W. Kleuser

Some features on this profile are disabled

CRD#: 874387

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Wayne Kleuser JR, who also goes by Chuck Kleuser, was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 1979. Charles had worked at 5 firms and has passed the Series 65, Series 63, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chuck Kleuser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 9, 2011 - January 25, 2017

MADDEN SECURITIES CORPORATION

RIA

CRD#: 18389

DALLAS, TX

Past

February 25, 1991 - June 4, 2012

MADDEN SECURITIES CORPORATION

CRD#: 18389

DALLAS, TX

Past

September 8, 1989 - January 1, 1991

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

DALLAS, TX

Past

August 25, 1989 - September 21, 1989

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

November 26, 1979 - February 12, 1985

SCHNEIDER, BERNET & HICKMAN, INC.

CRD#: 750

Past

November 23, 1979 - August 25, 1989

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADDEN SECURITIES CORPORATION

DBA MADDEN ASSET MANAGEMENT | MADDEN, WILLIAM B. | MADDEN SECURITIES CORPORATION | MADDEN ASSET MANAGEMENT (A DIVISION OF MADDEN SECURITES CORP) | MADDEN ASSET MANAGEMENT

CRD#: 18389 / SEC#: 801-63277, 8-36598

RIA

Registered Investment Advisory firm - SEC (6/24/2004 Approved)

Texas

Registered Investment Advisory firm - SEC (10/31/2005 Terminated)

Terminated by SEC on 06/03/2012

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/8/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/5/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 5

Date: 10/6/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 11/17/1979

General Securities Representative Examination

Current Firm

MADDEN SECURITIES CORPORATION

DBA MADDEN ASSET MANAGEMENT | MADDEN, WILLIAM B. | MADDEN SECURITIES CORPORATION | MADDEN ASSET MANAGEMENT (A DIVISION OF MADDEN SECURITES CORP) | MADDEN ASSET MANAGEMENT

CRD#: 18389 / SEC#: 801-63277, 8-36598

RIA

Registered Investment Advisory firm - SEC (6/24/2004 Approved)

Texas

Registered Investment Advisory firm - SEC (10/31/2005 Terminated)

Terminated by SEC on 06/03/2012

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8333 Douglas Avenue Suite 1625, Dallas, TX 75225

Mailing Address

Phone number

(214) 855-5335

Established

Texas since 08/11/1986

Firm type

Corporation

Fiscal year end

March

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/23/2025)

Direct owners and executive officers

Name	Position	CRD#
MADDEN, WILLIAM BOYKIN	PRESIDENT, CHIEF COMPLIANCE OFFICER	316571

Regulatory assets under management

Total Number of Accounts	502
AUM (Assets Under Management)	$ 793,767,400

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles W. Kleuser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MADDEN SECURITIES CORPORATION

PRINCIPAL FINANCIAL SECURITIES,INC.

PRUDENTIAL EQUITY GROUP, LLC

SCHNEIDER, BERNET & HICKMAN, INC.

THOMSON MCKINNON SECURITIES INC.

Primary Firm SEC Registration

MADDEN SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/8/2011

Series 63

Date: 12/5/1979

Series 5

Date: 10/6/1981

Series 7

Date: 11/17/1979

Current Firm

MADDEN SECURITIES CORPORATION

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

MADDEN SECURITIES CORPORATION

TRUST BUT VERIFY

Similar Advisors