Eric D. Martz
Professional summary
Eric Dean Martz is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Carmel, Indiana and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Eric has worked at 4 firms and has passed the Series 66, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Dean Martz's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2022 - Present
IP FINANCIAL ADVISORY SERVICES LLC
May 11, 2022 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210December 16, 2013 - August 11, 2016
SHEAFF BROCK INVESTMENT ADVISORS, LLC
August 25, 2010 - November 9, 2010
AUSDAL FINANCIAL PARTNERS, INC.
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/11/2022)
(5/11/2022)
(5/11/2022)
(5/11/2022)
Exams
Series 7TO
Date: 5/10/2022
General Securities Representative ExaminationFINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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