Geoffrey L. Mann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Lloyd Mann, who also goes by Geoff Mann, was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1979. Geoffrey had worked at 6 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 1990 - May 31, 1990
HORIZONS INTERNATIONAL CORPORATION
August 22, 1988 - December 18, 1989
THE STUART-JAMES COMPANY, INCORPORATED
May 2, 1988 - October 17, 1988
G.L. MANN AND COMPANY
August 26, 1987 - June 2, 1988
SHELTER ROCK SECURITIES CORP.
April 3, 1987 - July 13, 1987
MARSHALL DAVIS, INC.
January 5, 1984 - December 18, 1989
THE STUART-JAMES COMPANY, INCORPORATED
November 26, 1979 - January 27, 1984
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HORIZONS INTERNATIONAL CORPORATION
CRD#: 20530 / SEC#: , 8-38448
Contact information
Documents
Red Flags
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