Michael J. Kitchen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Jay Kitchen was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1979. Michael had worked at 4 firms and has passed the Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2001 - November 21, 2025
CAVANAL HILL INVESTMENT MANAGEMENT, INC.
October 8, 1997 - April 16, 1999
WFG INVESTMENTS, INC.
June 7, 1983 - November 13, 1995
CHARLES SCHWAB & CO., INC.
November 26, 1979 - April 26, 1982
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
CAVANAL HILL INVESTMENT MANAGEMENT, INC.
CRD#: 110774 / SEC#: 801-60138
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/11/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CAVANAL HILL INVESTMENT MANAGEMENT, INC.
CRD#: 110774 / SEC#: 801-60138
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,326 |
| AUM (Assets Under Management) | $ 14,223,562,597 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2025 | ||
| 12/18/2024 | ||
| 08/25/2023 | ||
| 09/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
