Michael N. Herr

SUMMIT FAMILY OFFICE SERVICES

Bellevue, WA

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CRD#: 874203

Professional summary

Michael Nmi Herr, who also goes by Michael Nmi Herr, Michael Nmn Herr, Michael Herr, is a registered financial advisor currently at SUMMIT FAMILY OFFICE SERVICES, LLC located in Bellevue, Washington.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Michael has worked at 13 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Nmi Herr | Michael Nmn Herr | Michael Herr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Michael Herr is President of Deskless Workers, Inc (DW) which develops mobile applications and technology for businesses and government. Michael began working with DW in 2015 and currently spends 20 hours per week of his time sometimes during securities trading hours. Michael owns a minority equity interest and at times earns income from his work with DW. As President of DW, Michael is responsible for partnerships and global sales strategy. DW is located at 147 154th PL NE, Bellevue, WA 98007. 2.Michael Herr is a licensed insurance agent, on which he spends approximately 5 - 10 hours per week. From time to time, he may offer clients advice or products from those activities. Clients should be aware that these services pay a commission and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Summit Family Office Services, LLC always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of Summit Family Office Services, LLC in such individual's outside capacities.

Blog Corner

CRS (Client Relationship Summary) - RIA

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 13, 2014 - Present

SUMMIT FAMILY OFFICE SERVICES, LLC

RIA

CRD#: 171313

Bellevue, WA

Past

January 4, 2012 - December 31, 2014

PURCELL ADVISORY SERVICES, LLC

RIA

CRD#: 117238

TACOMA, WA

Past

June 3, 2004 - April 18, 2007

PALLADIUM CAPITAL GROUP, LLC

CRD#: 129400

NEW YORK, NY

Past

February 24, 2004 - April 27, 2004

CHATHAM FINANCIAL SECURITIES LLC

CRD#: 118818

NEW YORK, NY

Past

June 17, 1999 - May 26, 2000

PRIVATE CONSULTING GROUP, INC.

CRD#: 45053

PORTLAND, OR

Past

July 31, 1993 - May 3, 1999

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 11, 1988 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

January 14, 1988 - April 11, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

June 30, 1986 - December 7, 1987

CIBC WORLD MARKETS CORP.

CRD#: 630

Past

August 16, 1984 - June 20, 1986

AMERICORP SECURITIES, INC.

CRD#: 14986

Past

June 30, 1983 - June 9, 1984

A. G. EDWARDS & SONS, INC.

CRD#: 4

Past

May 16, 1983 - July 1, 1983

HAMMERBECK AND COMPANY, INC.

CRD#: 1201

Past

April 7, 1982 - April 5, 1983

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

November 26, 1979 - March 8, 1982

FOSTER & MARSHALL INC.

CRD#: 321

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(10/13/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/19/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/11/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/17/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/4/2004

General Securities Principal Examination

Current Firm

SUMMIT FAMILY OFFICE SERVICES, LLC

SUMMIT FAMILY OFFICE SERVICES | YOUNG, DAVID | SUMMIT FAMILY OFFICES | SUMMIT FAMILY OFFICE SERVICES, LLC

CRD#: 171313 / SEC#:

Washington

Registered Investment Advisory firm - (10/13/2014 Approved)

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Contact information

Main Address

Bellevue, WA

Mailing Address

Phone number

(425) 922-8692

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 6,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael N. Herr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Nmi Herr's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURCELL ADVISORY SERVICES, LLC

PALLADIUM CAPITAL GROUP, LLC

CHATHAM FINANCIAL SECURITIES LLC

PRIVATE CONSULTING GROUP, INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

CIBC WORLD MARKETS CORP.

AMERICORP SECURITIES, INC.

A. G. EDWARDS & SONS, INC.

HAMMERBECK AND COMPANY, INC.

CITIGROUP GLOBAL MARKETS INC.

FOSTER & MARSHALL INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/19/2011

Series 63

Date: 6/11/2004

Series 7

Date: 11/17/1979

Series 24

Date: 8/4/2004

Current Firm

SUMMIT FAMILY OFFICE SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SUMMIT FAMILY OFFICE SERVICES, LLC

TRUST BUT VERIFY

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