Kurt N. Gusinde
EXETER FINANCIAL | Managing Director
SCOTTSDALE, AZ 85253-3644
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CRD#: 874199
Professional summary
Kurt Norman Gusinde, CFP® is a registered financial advisor currently at EXETER FINANCIAL, LLC located in Scottsdale, Arizona.
Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Kurt has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Biography
Kurt Gusinde is a Managing Director at Exeter Financial. Mr. Gusinde has over thirty years of professional investment management experience. Mr. Gusinde specializes in providing comprehensive, customized investment management solutions for High Net Worth individuals, trust, foundation and endowment clients. Prior to joining Exeter Financial, Mr. Gusinde served as a Senior Investment Manager for The Private Bank at Wells Fargo. While at Wells Fargo, Mr. Gusinde managed over $200 million for High Net Worth individuals, trust, foundation and endowment clients.
Prior to his time at Wells Fargo, Mr. Gusinde served as a Senior Portfolio Manager with Banc One Investment Advisors. While at Banc One, Mr. Gusinde managed over $700 million for foundation, endowment and corporate institutional clients.
Mr. Gusinde received his Masters in Business Administration (with distinction) from The Thunderbird School of Global Management and his BA (Finance) from Oregon State University. He is a Chartered Financial Analyst and a CERTIFIED FINANCIAL PLANNER™. Mr. Gusinde is a member of the Association of Investment Management and Research, the Phoenix Association of Financial Analysts and The Institute of Certified Financial Planners.
Kurt enjoys the outdoors and spends much of his leisure time hiking, climbing, cycling and swimming, preferably with his wife and two children. Kurt has distinguished himself by climbing the highest peak on all 7 continents, including Mount Everest. Kurt is active in his church, Scottsdale Bible Church and serves on the Board of Directors for Mission One.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kurt Norman Gusinde's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
February 3, 2009 - Present
EXETER FINANCIAL, LLC
Office #1: 7001 N. Scottsdale Road Suite 1040, Scottsdale, AZ 85253-3644RIA
CRD#: 143420
SCOTTSDALE, AZ
Past
July 5, 1985 - October 8, 1990
DAUGHERTY, COLE INC.
BD
CRD#: 1587
Past
August 7, 1984 - December 27, 1984
SECURITY PACIFIC SECURITIES OF OREGON, INC.
BD
CRD#: 13120
Past
May 10, 1984 - June 1, 1984
LEHMAN BROTHERS INC.
BD
CRD#: 7506
Past
November 26, 1979 - May 1, 1984
FOSTER & MARSHALL INC.
BD
CRD#: 321
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
EXETER FINANCIAL, LLC
ALKEME FINANCIAL SERVICES | EXETER FINANCIAL, LLC | ALKEME WEALTH MANAGEMENT
CRD#: 143420 / SEC#: 801-67719
RIA
Registered Investment Advisory firm - (4/5/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(2/3/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
EF
EXETER FINANCIAL, LLC
ALKEME FINANCIAL SERVICES | EXETER FINANCIAL, LLC | ALKEME WEALTH MANAGEMENT
CRD#: 143420 / SEC#: 801-67719
RIA
Registered Investment Advisory firm - (4/5/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7001 N. Scottsdale Road Suite 1040, Scottsdale, AZ 85253-3644
Mailing Address
Phone number
(480) 588-0830
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 631 |
| AUM (Assets Under Management) | $ 366,250,324 |
Red Flags
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Company Information
EXETER FINANCIAL, LLC
Managing DirectorCRD#: 143420Scottsdale, AZ 85253-3644TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
