William C. Powelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Carlos Powelson was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1979. William had worked at 6 firms and has passed the Series 65, Series 63, Series 15, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2008 - October 18, 2018
POWELSON, WILLIAM C.
July 18, 2000 - November 8, 2001
NTB FINANCIAL CORPORATION
May 23, 2000 - November 26, 2007
MONARCH CAPITAL MANAGEMENT LLC
February 9, 1998 - May 19, 2000
STANFORD GROUP COMPANY
November 5, 1991 - February 18, 1998
UBS FINANCIAL SERVICES INC.
November 23, 1979 - November 14, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 11/14/1985
Foreign Currency Options ExaminationSeries 8
Date: 10/14/1983
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
POWELSON, WILLIAM C.
CRD#: 145944 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
