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BM

Bruce E. Mccrea

LEGACY FINANCIAL INDEPENDENT ADVISORS LLC
Louisville, KY 40207
Some features on this profile are disabled
CRD#: 874087
BM

Professional summary

Bruce Edward Mccrea is a registered financial advisor currently at LEGACY FINANCIAL INDEPENDENT ADVISORS LLC located in Louisville, Kentucky.

Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Bruce has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 15, Series 3, Series 7, Series 10, Series 9, Series 4, Series 24 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) St Meinrad 200 Hill Drive Saint Meinrad, IN 47577 Advisory Committee Not investment related Time approx. 1 hour a month No compensation (2) Horse Ownership Non Investment Related No Compensation 2 hours a month Start Date: 01/2025

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Edward Mccrea's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 23, 2023 - Present

LEGACY FINANCIAL INDEPENDENT ADVISORS LLC

Office #1: 100 Mallard Creek Rd Suite 402, Louisville, KY 40207
RIA
CRD#: 324258
Louisville, KY
Past

January 2, 2013 - January 13, 2023

FIRST KENTUCKY SECURITIES CORPORATION

RIA
CRD#: 7524
LOUISVILLE, KY
Past

October 27, 2005 - December 31, 2012

FIRST KENTUCKY SECURITIES CORPORATION

RIA
CRD#: 7524
LOUISVILLE, KY
Past

August 1, 2005 - January 13, 2023

FIRST KENTUCKY SECURITIES CORPORATION

BD
CRD#: 7524
LOUISVILLE, KY
Past

July 1, 2003 - August 1, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
LOUISVILLE, KY
Past

July 1, 2003 - August 1, 2005

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

May 19, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA
CRD#: 7471
LOUISVILLE, KY
Past

April 16, 1997 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

February 3, 1987 - April 17, 1997

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

November 23, 1979 - February 6, 1987

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LEGACY FINANCIAL INDEPENDENT ADVISORS LLC
LEGACY FINANCIAL | LEGACY FINANCIAL INDEPENDENT ADVISORS LLC

CRD#: 324258 / SEC#: 801-127031

RIA
Registered Investment Advisory firm - (3/15/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kentucky
(1/23/2023)
IAR
Texas
(4/26/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/18/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/29/1979
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 15
Date: 3/17/2000
Foreign Currency Options Examination
General Industry/Product Exam
RR
Series 3
Date: 1/30/1992
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/17/1979
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/11/2006
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/22/2006
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 11/16/1992
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

LF
LEGACY FINANCIAL INDEPENDENT ADVISORS LLC
LEGACY FINANCIAL | LEGACY FINANCIAL INDEPENDENT ADVISORS LLC

CRD#: 324258 / SEC#: 801-127031

RIA
Registered Investment Advisory firm - (3/15/2023 Approved)
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Contact information

Main Address
100 Mallard Creek Rd Suite 402, Louisville, KY 40207
Mailing Address
Phone number
(502) 873-0522
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LFIA DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (9/22/2025)

Regulatory assets under management

Total Number of Accounts2,503
AUM (Assets Under Management)$ 450,605,476

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEGACY FINANCIAL INDEPENDENT ADVISORS LLC

CRD#: 324258Louisville, KY 40207

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