AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MM

Michael J. Marz

MOMENTUM INDEPENDENT NETWORK
Dallas, TX
Some features on this profile are disabled
CRD#: 874062
MM

Professional summary

Michael John Marz is a registered financial professional currently at MOMENTUM INDEPENDENT NETWORK INC. located in Dallas, Texas.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1979. Michael has worked at 5 firms and has passed the Series 63, Series 79TO, Series 52TO, SIE, Series 50, Series 5, Series 7, Series 10, Series 9, Series 54, Series 53, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael John Marz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 18, 2017 - Present

MOMENTUM INDEPENDENT NETWORK INC.

RIA
BD
CRD#: 17587
Dallas, TX
Past

January 4, 2016 - March 15, 2023

HILLTOP SECURITIES INC.

BD
CRD#: 6220
DALLAS, TX
Past

August 25, 1993 - January 22, 2016

FIRST SOUTHWEST COMPANY, LLC

BD
CRD#: 316
DALLAS, TX
Past

January 2, 1987 - August 23, 1993

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

November 23, 1979 - June 4, 1986

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MOMENTUM INDEPENDENT NETWORK INC.
BROKERS TRANSACTION SERVICES, INC. | SWS FINANCIAL SERVICES, INC. | SWS FINANCIAL SERVICES | SOUTHWEST INVESTMENT PROPERTIES, INC. | MOMENTUM INDEPENDENT NETWORK INC. | HILLTOP SECURITIES INDEPENDENT NETWORK INC.

CRD#: 17587 / SEC#: 801-60812, 8-35475

RIA
Registered Investment Advisory firm - SEC (1/18/2002 Approved)
Alabama
Registered Investment Advisory firm - SEC (11/1/2004 Terminated)
California
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Colorado
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
District of Columbia
Registered Investment Advisory firm - SEC (12/31/2002 Terminated)
Georgia
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
Kansas
Registered Investment Advisory firm - SEC (1/18/2002 Cancelled)
Louisiana
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (4/23/2002 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
New York
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
Ohio
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Oregon
Registered Investment Advisory firm - SEC (12/5/2001 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
South Dakota
Registered Investment Advisory firm - SEC (4/19/2002 Terminated)
Utah
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
West Virginia
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(8/18/2017)
RR
California
(8/18/2017)
RR
Colorado
(8/18/2017)
RR
Florida
(8/18/2017)
RR
New York
(8/18/2017)
RR
Texas
(8/18/2017)
RR
Virginia
(8/2/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 12/21/1979
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 50
Date: 2/12/2016
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 5
Date: 10/6/1981
Interest Rate Options Examination
General Industry/Product Exam
RR
Series 7
Date: 11/17/1979
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 54
Date: 6/25/2019
Municipal Advisor Principal Qualification Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/16/1998
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/30/1995
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 11/26/1991
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

MI
MOMENTUM INDEPENDENT NETWORK INC.
BROKERS TRANSACTION SERVICES, INC. | SWS FINANCIAL SERVICES, INC. | SWS FINANCIAL SERVICES | SOUTHWEST INVESTMENT PROPERTIES, INC. | MOMENTUM INDEPENDENT NETWORK INC. | HILLTOP SECURITIES INDEPENDENT NETWORK INC.

CRD#: 17587 / SEC#: 801-60812, 8-35475

RIA
Registered Investment Advisory firm - SEC (1/18/2002 Approved)
Alabama
Registered Investment Advisory firm - SEC (11/1/2004 Terminated)
California
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Colorado
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
District of Columbia
Registered Investment Advisory firm - SEC (12/31/2002 Terminated)
Georgia
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
Kansas
Registered Investment Advisory firm - SEC (1/18/2002 Cancelled)
Louisiana
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (4/23/2002 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
New York
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
Ohio
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Oregon
Registered Investment Advisory firm - SEC (12/5/2001 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
South Dakota
Registered Investment Advisory firm - SEC (4/19/2002 Terminated)
Utah
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
West Virginia
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
717 N. Harwood Street Suite 3400, Dallas, TX 75201
Mailing Address
717 Harwood Street Suite 3400, Dallas, TX 75201
Phone number
(214) 859-1800
Established
Texas since 01/07/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
98

SEC notice filing (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MOMENTUM WRAP BROCHURE 08/29/2025 (8/29/2025)
MOMENTUM FIRM BROCHURE 08/29/2025 (8/29/2025)

Direct owners and executive officers

NamePositionCRD#
HILLTOP SECURITIES HOLDINGS, LLCPARENT
ALEXANDER, LAURA BONNELLBOARD DIRECTOR2900382
COYA, SCOTT ANDREWCHIEF COMPLIANCE OFFICER2511281
EDGE, JOSEPH MICHAELCHIEF FINANCIAL OFFICER4326551
EDGE, JOSEPH MICHAELBOARD DIRECTOR4326551
LEVENTHAL, LAURABOARD DIRECTOR1175259
LEVENTHAL, LAURATREASURER1175259
MCCAFFREY, SCOTT EDWARDMANAGING DIRECTOR - HEAD OF MOMENTUM INDEPENDENT NETWORK INC.3076398
MEDANICH, DAVID KINGBOARD DIRECTOR1030727
MUSCHALEK, JOHN RICHARDBOARD DIRECTOR2226859
MUSCHALEK, JOHN RICHARDPRESIDENT2226859
WINGES, MARTIN BRADLEYCHAIRMAN OF THE BOARD1929509
WINGES, MARTIN BRADLEYCEO1929509
WITTNEBEN, BRIAN LANEGENERAL COUNSEL/SECRETARY4861905

Regulatory assets under management

Total Number of Accounts2,850
AUM (Assets Under Management)$ 1,337,377,801

Disclosures

Regulatory Event10
Arbitration3

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/21/2025
Cover Page
Report
07/26/2024
Cover Page
Report
07/20/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587Dallas, TX

TRUST BUT VERIFY

Monitor Michael Marz

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.