Barry J. Fritz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry James Fritz was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1979. Barry had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2010 - February 20, 2015
VAN CLEMENS & CO. INCORPORATED
July 19, 2002 - September 7, 2010
FELTL & COMPANY
March 15, 1993 - July 18, 2002
MILLER JOHNSON STEICHEN KINNARD, INC.
January 30, 1985 - March 2, 1993
COLLIERS SECURITIES LLC
October 26, 1983 - January 25, 1985
E. F. HUTTON & COMPANY INC
October 9, 1981 - November 17, 1983
MORGAN STANLEY DW INC.
November 23, 1979 - October 21, 1981
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VAN CLEMENS & CO. INCORPORATED
CRD#: 6914 / SEC#: , 8-18414
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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