John H. Konecky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Harris Konecky, who also goes by John H Konecky, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1979. John had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2013 - June 23, 2026
MILLER TABAK ASSET MANAGEMENT
April 1, 2011 - October 23, 2014
MILLER TABAK + CO., LLC
November 10, 2000 - April 14, 2009
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
September 18, 1996 - October 24, 2000
CHASE INVESTMENT SERVICES CORP.
July 22, 1994 - September 18, 1996
CHEMICAL INVESTMENT SERVICES CORP.
May 28, 1993 - August 1, 1994
IFMG SECURITIES, INC.
July 26, 1991 - May 28, 1993
INVEST FINANCIAL CORPORATION
November 2, 1988 - August 12, 1991
GMS GROUP
April 5, 1988 - December 31, 1988
MOORE & SCHLEY, CAMERON & CO.
May 20, 1987 - March 25, 1988
EMANUEL AND COMPANY
February 24, 1982 - May 16, 1987
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
February 11, 1982 - March 30, 1982
THOMSON MCKINNON SECURITIES INC.
October 19, 1981 - January 26, 1982
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
April 8, 1981 - September 12, 1981
LEHMAN BROTHERS KUHN LOEB INCORPORATED
November 23, 1979 - April 2, 1981
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
MILLER TABAK ASSET MANAGEMENT
CRD#: 147381 / SEC#: 801-69239
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/18/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MILLER TABAK ASSET MANAGEMENT
CRD#: 147381 / SEC#: 801-69239
Contact information
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 936 |
| AUM (Assets Under Management) | $ 1,243,793,228 |
Red Flags
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