Glenn E. Backus
Professional summary
Glenn Edward Backus was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Glenn is a previously registered financial professional and started their career in finance in 1979. Prior to being barred, Glenn had worked at 4 firms, which includes VELASCO SECURITIES INC., LARA SHULL & MAY LTD, ALEX. BROWN & SONS INCORPORATED, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 1996 - June 10, 1997
VELASCO SECURITIES, INC.
November 9, 1993 - March 11, 1996
LARA, SHULL & MAY, LTD
June 19, 1989 - June 2, 1993
ALEX. BROWN & SONS INCORPORATED
November 23, 1979 - May 25, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
VELASCO SECURITIES, INC.
CRD#: 29863 / SEC#: , 8-44720
Contact information
Documents
Disclosures
| Arbitration | 1 |
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