John J. Dallahan

STONE OAK WEALTH MANAGEMENT

San Antonio, TX 78259

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CRD#: 873919

Professional summary

John Joseph Dallahan is a registered financial advisor currently at STONE OAK WEALTH MANAGEMENT, LLC located in San Antonio, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. John has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 4, Series 51, Series 24 and Series 12 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Dallahan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2019 - Present

STONE OAK WEALTH MANAGEMENT, LLC

Office #1: 19026 Ridgewood Parkway Suite 134, San Antonio, TX 78259

RIA

CRD#: 288217

San Antonio, TX

Past

November 19, 2015 - June 11, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAN ANTONIO, TX

Past

November 11, 2015 - June 11, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SAN ANTONIO, TX

Past

January 21, 2014 - November 10, 2015

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

SAN ANTONIO, TX

Past

September 19, 2007 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

SCHERTZ, TX

Past

September 19, 2007 - November 10, 2015

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

SCHERTZ, TX

Past

November 21, 2006 - May 22, 2007

SWBC INVESTMENT COMPANY

RIA

CRD#: 140994

SAN ANTONIO, TX

Past

November 17, 2006 - May 11, 2007

SWBC INVESTMENT SERVICES, LLC

CRD#: 133715

SAN ANTONIO, TX

Past

August 18, 2003 - May 8, 2007

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

SAN ANTONIO, TX

Past

July 24, 2002 - May 8, 2007

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SAN ANTONIO, TX

Past

April 13, 2000 - October 16, 2000

E*OFFERING

CRD#: 36717

SAN FRANCISCO, CA

Past

July 29, 1991 - January 28, 2000

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

SAN ANTONIO, TX

Past

January 6, 1987 - June 2, 1988

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

Past

November 23, 1979 - August 5, 1986

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONE OAK WEALTH MANAGEMENT, LLC

STONE OAK WEALTH MANAGEMENT | STONE OAK WEALTH MANAGEMENT, LLC

CRD#: 288217 / SEC#: 801-118782

RIA

Registered Investment Advisory firm - (5/26/2020 Approved)

Texas

Registered Investment Advisory firm - (7/13/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/12/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/15/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/4/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/11/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/3/2006

Registered Options Principal Examination

Principal/Supervisory Exam

Series 51

Date: 3/24/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/26/1991

General Securities Principal Examination

Principal/Supervisory Exam

Series 12

Date: 4/11/1981

NYSE Branch Manager Examination

Current Firm

STONE OAK WEALTH MANAGEMENT, LLC

STONE OAK WEALTH MANAGEMENT | STONE OAK WEALTH MANAGEMENT, LLC

CRD#: 288217 / SEC#: 801-118782

RIA

Registered Investment Advisory firm - (5/26/2020 Approved)

Texas

Registered Investment Advisory firm - (7/13/2020 Terminated)

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Contact information

Main Address

19026 Ridgewood Parkway Suite 134, San Antonio, TX 78259

Mailing Address

Phone number

(210) 339-2707

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STONE OAK WEALTH MANAGEMENT ADV 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	943
AUM (Assets Under Management)	$ 338,591,040

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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John J. Dallahan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Dallahan's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

SWBC INVESTMENT COMPANY

SWBC INVESTMENT SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

E*OFFERING

USAA INVESTMENT SERVICES COMPANY

FIDELITY BROKERAGE SERVICES LLC

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

STONE OAK WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/15/2003

Series 63

Date: 9/4/1991

SIE

Date: 6/11/2018

Series 7

Date: 7/25/1991

Series 4

Date: 11/3/2006

Series 51

Date: 3/24/2003

Series 24

Date: 11/26/1991

Series 12

Date: 4/11/1981

Current Firm

STONE OAK WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONE OAK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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