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JV

Jane Anne Vigna

CRD# 873913·Registered 1979 - 1998
Previously Registered: Being a previously registered professional could mean that Jane is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jane Anne Vigna, who also goes by Jane Lagville, Jane Anne Vdorick, Jane Vdorick, was a registered financial advisor. Jane was a previously registered financial professional and started their career in finance 1979 - 1998. Jane had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jane Lagville, Jane Anne Vdorick, Jane Vdorick

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
November 28, 1997 - September 1, 1998
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
January 17, 1994 - March 14, 2012
LEHMAN GOVERNMENT SECURITIES INC.·CRD# 19655
BD
November 8, 1988 - January 28, 1994
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
January 19, 1983 - January 17, 1994
L. F. ROTHSCHILD & CO. INCORPORATED·CRD# 501
BD
November 23, 1979 - November 4, 1982

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Current Firm

SB
SALOMON BROTHERS INC.

SALOMON BROTHERS | SALOMON BROTHERS INC.

CRD#: 740 / SEC#: 8-26920
BD
Cancelled by SEC on 03/09/1999

Contact Information

Established

Delaware since 07/29/1981

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2004About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1979About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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