Paul W. Harvey

VAQUERO PRIVATE WEALTH, LTD.

DALLAS, TX 75225

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CRD#: 873874

Professional summary

Paul William Harvey, CPWA®, who also goes by Paul Harvey, is a registered financial advisor currently at VAQUERO PRIVATE WEALTH, LTD. located in Dallas, Texas.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Paul has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 5 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Harvey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since 10/2016, Co-owner of Mountain Limo, a non investment related company located at 1500 Last Dollar Road, No. 7 Telluride, CO 81435. The company provides ground transportation, private car, and airport shuttle. My duties include financial oversight. Approximately 5 hours a month is devoted to this entity, none of the time during security trading hours. Mr. Harvey serves on the Board of Directors of Matador Resources, Inc. and is paid for his service. He attends Board meetings quarterly that take approximately 4 hours per quarter and periodically participates in calls or special meetings as required which is a de minimis amount of time. Matador resources is a non investment related energy company located in Dallas Texas and Mr. Harvey began this service to Matador Resources in February of 2025.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul William Harvey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Start date: 2019-04-17

Expire date: 2023-03-31

Experience

Current

February 26, 2020 - Present

VAQUERO PRIVATE WEALTH, LTD.

Office #1: 8111 Douglas Avenue Suite 1350, Dallas, TX 75225

RIA

CRD#: 305266

DALLAS, TX

Past

December 12, 2018 - November 27, 2019

SYNTAL CAPITAL PARTNERS, LLC

RIA

CRD#: 161954

Dallas, TX

Past

June 29, 2017 - October 23, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DALLAS, TX

Past

June 28, 2017 - October 23, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DALLAS, TX

Past

September 29, 2006 - July 9, 2015

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

PLAINSBORO, NJ

Past

September 29, 2006 - July 9, 2015

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

PRINCETON, NJ

Past

October 22, 1992 - September 29, 2006

MERRILL LYNCH INVESTMENT MANAGERS LP

RIA

CRD#: 105068

DALLAS, TX

Past

September 24, 1992 - September 29, 2006

FAM DISTRIBUTORS, INC.

CRD#: 4100

NEW YORK, NY

Past

October 12, 1987 - December 8, 1988

TEXAS COMMERCE EQUITIES, INC.

CRD#: 18396

Past

February 14, 1985 - February 6, 1987

PAUL W. HARVEY AND COMPANY, INC.

CRD#: 15822

Past

June 4, 1984 - October 5, 1984

MATZA AGENCY, INC.

CRD#: 10513

Past

September 2, 1982 - May 12, 1984

MORGAN STANLEY DW INC.

CRD#: 7556

Past

March 26, 1982 - September 13, 1982

LEHMAN BROTHERS KUHN LOEB INCORPORATED

CRD#: 7555

Past

November 23, 1979 - March 17, 1982

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VAQUERO PRIVATE WEALTH, LTD.

VAQUERO PRIVATE WEALTH, LLC | VAQUERO PRIVATE WEALTH, LTD.

CRD#: 305266 / SEC#: 801-117364

RIA

Registered Investment Advisory firm - (9/20/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/26/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/8/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/28/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/23/1992

General Securities Representative Examination

General Industry/Product Exam

Series 5

Date: 12/11/1982

Interest Rate Options Examination

Principal/Supervisory Exam

Series 24

Date: 4/10/2007

General Securities Principal Examination

Current Firm

VAQUERO PRIVATE WEALTH, LTD.

VAQUERO PRIVATE WEALTH, LLC | VAQUERO PRIVATE WEALTH, LTD.

CRD#: 305266 / SEC#: 801-117364

RIA

Registered Investment Advisory firm - (9/20/2019 Approved)

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Contact information

Main Address

8111 Douglas Avenue Suite 1350, Dallas, TX 75225

Mailing Address

Phone number

(214) 269-7855

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VAQUERO PRIVATE WEALTH ADV 2A (7/14/2025)

Regulatory assets under management

Total Number of Accounts	682
AUM (Assets Under Management)	$ 798,554,146

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/09/2025	Cover Page	Report
11/26/2024	Cover Page	Report
04/02/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul W. Harvey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul William Harvey's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYNTAL CAPITAL PARTNERS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BLACKROCK INVESTMENT MANAGEMENT, LLC

BLACKROCK INVESTMENTS, LLC

MERRILL LYNCH INVESTMENT MANAGERS LP

FAM DISTRIBUTORS, INC.

TEXAS COMMERCE EQUITIES, INC.

PAUL W. HARVEY AND COMPANY, INC.

MATZA AGENCY, INC.

MORGAN STANLEY DW INC.

LEHMAN BROTHERS KUHN LOEB INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

VAQUERO PRIVATE WEALTH, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/8/1992

Series 63

Date: 9/28/1992

SIE

Date: 10/1/2018

Series 7

Date: 9/23/1992

Series 5

Date: 12/11/1982

Series 24

Date: 4/10/2007

Current Firm

VAQUERO PRIVATE WEALTH, LTD.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VAQUERO PRIVATE WEALTH, LTD.

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