Richard Geiger
Professional summary
Richard Geiger was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard is a previously registered financial professional and started their career in finance in 1979. Prior to being barred, Richard had worked at 14 firms, which includes CHICAGO INVESTMENT GROUP LLC, SIERRA BROKERAGE SERVICES INC., AMERICAN INVESTMENT SERVICES INC., LEXINGTON SECURITIES INC., OMNI FINANCIAL SECURITIES INC., OMNI CAPITAL MARKETS INCORPORATED, CAMELOT INVESTMENT CORP., COLUMBUS EQUITIES INTERNATIONAL INC., CORNA AND CO. INC., GREENTREE SECURITIES CORP., VANDERBILT SECURITIES INC., FIRST JERSEY SECURITIES INC., BEARE BROTHERS & CO. INC., S. B. CANTOR & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2002 - May 30, 2007
CHICAGO INVESTMENT GROUP, LLC
April 28, 1997 - August 12, 2002
SIERRA BROKERAGE SERVICES, INC.
February 15, 1996 - April 23, 1997
AMERICAN INVESTMENT SERVICES, INC.
July 7, 1995 - October 23, 1995
LEXINGTON SECURITIES, INC.
January 22, 1992 - September 7, 1993
OMNI FINANCIAL SECURITIES, INC.
April 15, 1991 - January 17, 1992
OMNI CAPITAL MARKETS, INCORPORATED
February 21, 1989 - February 28, 1990
CAMELOT INVESTMENT CORP.
February 1, 1989 - February 27, 1989
OMNI CAPITAL MARKETS, INCORPORATED
January 16, 1989 - February 27, 1989
COLUMBUS EQUITIES INTERNATIONAL, INC.
February 11, 1988 - December 6, 1988
CORNA AND CO., INC.
January 6, 1987 - December 2, 1987
GREENTREE SECURITIES CORP.
May 29, 1986 - December 23, 1986
VANDERBILT SECURITIES, INC.
November 4, 1985 - June 2, 1986
FIRST JERSEY SECURITIES, INC.
August 12, 1982 - November 19, 1984
FIRST JERSEY SECURITIES, INC.
November 7, 1981 - June 15, 1982
BEARE BROTHERS & CO. INC.
March 10, 1980 - November 6, 1981
S. B. CANTOR & CO., INC.
November 23, 1979 - June 12, 1981
BEARE BROTHERS & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/1/2001
Limited Representative-Equity Trader ExamCurrent Firm
CHICAGO INVESTMENT GROUP, LLC
CRD#: 11853 / SEC#: , 8-27507
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 2 |
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