John W. Gastler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Woodhall Gastler, who also goes by Jack Gastler, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1979. John had worked at 9 firms and has passed the Series 63, SIE, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2014 - December 31, 2018
FUNDS DISTRIBUTOR, LLC
July 11, 2013 - December 31, 2013
OLD MUTUAL INVESTMENT PARTNERS
June 30, 2005 - December 31, 2010
FORESIDE FUND SERVICES, LLC
July 6, 2000 - January 7, 2005
NICHOLAS-APPLEGATE SECURITIES LLC
February 14, 1995 - July 23, 1999
SEI INVESTMENTS DISTRIBUTION CO.
October 16, 1991 - October 24, 1994
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 15, 1988 - December 30, 1992
CIGNA CAPITAL BROKERAGE, INC.
June 12, 1986 - November 8, 1988
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 2, 1983 - June 28, 1984
KIDDER, PEABODY & CO. INCORPORATED
November 23, 1979 - November 28, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/5/1981
Interest Rate Options ExaminationCurrent Firm
FUNDS DISTRIBUTOR, LLC
CRD#: 7174 / SEC#: , 8-20518
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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