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JD

John Howard Deegan

CRD# 873863·Registered 1979 - 2020
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Howard Deegan was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1979 - 2020. John had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

WINSLOW, EVANS & CROCKER, INC.·CRD# 29686
RIA
Boston, MA
March 23, 2009 - June 10, 2020
WINSLOW, EVANS & CROCKER, INC.·CRD# 29686
BD
Boston, MA
January 9, 2009 - June 10, 2020
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Boston, MA
February 2, 1988 - January 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
November 23, 1979 - February 12, 1988

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Current Firm

WE
WINSLOW, EVANS & CROCKER, INC.

MACLAREN SECURITIES, INC. | WINSLOW, EVANS & CROCKER, INC. | WINSLOW EVANS CROCKER INC

CRD#: 29686 / SEC#: 801-63905, 8-44347
BD
Terminated by SEC on 07/31/2021

Contact Information

Main Address

175 Federal Street 6th Floor, Boston, MA 02110

Established

Massachusetts since 11/21/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

MARCH 2021 WINSLOW EVANS & CROCKER BROCHURE (3/29/2021)

Direct owners and executive officers

NamePositionCRD#
NATIONAL HOLDINGS CORPORATIONSOLE SHAREHOLDER—
BERLINE, LEONIDCHIEF COMPLIANCE OFFICER3027633

Disclosures

Regulatory Event

4

Bond

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2009About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1979About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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