Laura S. Alspaugh

KALEEL INVESTMENT ADVISORS

BOSTON, MA 02110

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CRD#: 873533

Professional summary

Laura Smith Alspaugh, CFA, who also goes by Laura S Alspaugh, Laura K Alspaugh, Laura Katherine Smith, is a registered financial advisor currently at KALEEL INVESTMENT ADVISORS, LLC located in Boston, Massachusetts and OSAIC WEALTH, INC. located in Boston, Massachusetts.

Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Laura has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laura S Alspaugh | Laura K Alspaugh | Laura Katherine Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) THE KALEEL COMPANY INC., 77 FRANKLIN ST., STE 501, BOSTON MA 02110 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: EMPLOYEE DUTIES: SERVICE MICHAEL KALEEL'S INSURANCE CLIENTS. START DATE: 04/2017 HOURS PER MONTH: 160 HOURS PER MONTH DURING TRADING HOURS: 160 2)KALEEL COMPANY INVESTMENT ADVISORS, LLC, 77 FRANKLIN STREET #501, BOSTON MA CATEGORY: INVESTMENT ADVISORY INVESTMENT RELATED: YES TITLE: EMPLOYEE DUTIES: ASSIST MICHAEL KALEEL WITH CLIENTS, MATERIALS, AND PRESENTATIONS START DATE: 04/2017 HOURS PER MONTH: 160 HOURS PER MONTH DURING TRADING HOURS: 160

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Smith Alspaugh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

December 8, 2017 - Present

KALEEL INVESTMENT ADVISORS, LLC

Office #1: 77 Franklin Street Suite 501, Boston, MA 02110

RIA

CRD#: 131216

BOSTON, MA

Current

January 24, 2025 - Present

OSAIC WEALTH, INC.

Office #1: 77 Franklin Street Suite 501, Boston, MA 02110

RIA

CRD#: 23131

BOSTON, MA

Past

November 14, 2016 - January 24, 2025

OSAIC FS, INC.

CRD#: 3870

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Massachusetts
(12/8/2017)

Massachusetts
(1/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/22/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/14/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KALEEL INVESTMENT ADVISORS, LLC

KALEEL INVESTMENT ADVISORS, LLC | THE KALEEL COMPANY | MICHAEL M. KALEEL | KALEEL, MICHAEL, M

CRD#: 131216 / SEC#: 801-134450

Massachusetts

Registered Investment Advisory firm - (4/27/2011 Approved)

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Contact information

Main Address

77 Franklin Street Suite 501, Boston, MA 02110

Mailing Address

Phone number

(617) 338-8747

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KIA FORM ADV PART 2A OTA AMENDMENT 08152025 (8/28/2025)

KIA FORM ADV PART 2A OTA AMENDMENT 08052025 (8/15/2025)

Regulatory assets under management

Total Number of Accounts	203
AUM (Assets Under Management)	$ 127,550,525

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Laura S. Alspaugh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Smith Alspaugh's CRS (Customer Relationship Summary).

Certified licenses

Experience

KALEEL INVESTMENT ADVISORS, LLC

OSAIC WEALTH, INC.

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/22/2016

SIE

Date: 10/1/2018

Series 7

Date: 11/14/2016

FINRA

Current Firm

KALEEL INVESTMENT ADVISORS, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KALEEL INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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