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Laura Smith Alspaugh

CFA
FARTHER
Boston, MA
·CRD# 873533·10 years experience

Professional Summary

Laura Smith Alspaugh, CFA, who also goes by Laura S Alspaugh, Laura K Alspaugh, Laura Katherine Smith, is a registered financial advisor currently at FARTHER located in Boston, Massachusetts. Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Laura has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Laura S Alspaugh, Laura K Alspaugh, Laura Katherine Smith

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFA
Chartered Financial Analyst

Years of Experience

10 years in the financial services industry

Current & Past Employments

FARTHER·CRD# 302050
RIA
77 Franklin Street Suite 501, Boston, MA 02110
June 22, 2026 - Present
OSAIC WEALTH, INC.·CRD# 23131
BD
Boston, MA
January 24, 2025 - May 22, 2026
KALEEL INVESTMENT ADVISORS, LLC·CRD# 131216
RIA
Boston, MA
December 8, 2017 - June 30, 2026
OSAIC FS, INC.·CRD# 3870
BD
Boston, MA
November 14, 2016 - January 24, 2025

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Current Firm

FA
FARTHER

BELLINGHAM CAPITAL MANAGEMENT | SIGNALPOINT ASSET MANAGEMENT | PLEASANT STREET WEALTH | ONESOURCE WEALTH MANAGEMENT POWERED BY FARTHER | NORTH SISTER WEALTH | MTP PRIVATE WEALTH | GUILD INVESTMENT MANAGEMENT | FORTRESS WEALTH MANAGEMENT, INC. | FARTHER FINANCE ADVISORS, LLC | FARTHER | CROOKED TREE CAPITAL ADVISORS | C.H. DOUGLAS & GRAY WEALTH MANAGEMENT

CRD#: 302050 / SEC#: 801-116721
RIA
Registered Investment Advisory firm - SEC (7/19/2019 Approved)

Contact Information

Main Address

345 California Street Suite 600, San Francisco, CA 94104

Phone Number

(628) 246-8004

# of Employees

571

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APPENDIX 1 (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

44,421

AUM (Assets Under Management)

$16,010,112,152

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Insurance Agent; not investment-related; started 2024; approximately 5 hours per month, 5 hours during securities trading hours; ST. TIMOTHY'S SCHOOL; POSITION: Committee Member NATURE: Non-Profit entity. Endowment for a secondary private school INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2012; ADDRESS: Roslindale MA 02131, United States; DESCRIPTION: overseeing a small endowment using mutual funds and/or ETFs

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FARTHER

BELLINGHAM CAPITAL MANAGEMENT | SIGNALPOINT ASSET MANAGEMENT | PLEASANT STREET WEALTH | ONESOURCE WEALTH MANAGEMENT POWERED BY FARTHER | NORTH SISTER WEALTH | MTP PRIVATE WEALTH | GUILD INVESTMENT MANAGEMENT | FORTRESS WEALTH MANAGEMENT, INC. | FARTHER FINANCE ADVISORS, LLC | FARTHER | CROOKED TREE CAPITAL ADVISORS | C.H. DOUGLAS & GRAY WEALTH MANAGEMENT

CRD#: 302050 / SEC#: 801-116721
RIA
Registered Investment Advisory firm - SEC (7/19/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Massachusetts
(6/22/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2016About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Laura Smith Alspaugh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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