Robert M. Randolph

ROUND TABLE FINANCIAL

LITTLE ROCK, AR 72205

Some features on this profile are disabled

CRD#: 873529

Professional summary

Robert Mueller Randolph JR, who also goes by Bob Randolph Jr, Bobby Randolph Jr, is a registered financial advisor currently at ROUND TABLE FINANCIAL located in Little Rock, Arkansas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 3, Series 7, Series 52, Series 53, Series 27, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Randolph Jr | Bobby Randolph Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Brent C. Staggs, M.D. Not investment related. 1 Lile Court Ste. 101 Little Rock, AR 72205. Medical transcription. 12/2018. 10 hours/month. Zero hours/month during trading hours. Assist wife in reviewing medical transcription. 2.) Heights Apothecary & Hemp, LLC Not investment-related 5711 Kavanaugh Blvd, Little Rock, AR 72207 Retailing of the highest, most rigorously tested hemp sourced Cannabidiol (CBD), Cannabinoids and related products. Managing member January 23, 2020 Twenty hours per month Zero hours during securities trading hours Equity investor and bookkeeper

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Mueller Randolph JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2021 - Present

ROUND TABLE FINANCIAL

Office #1: 3625 Kavanaugh Blvd. Suite A, Little Rock, AR 72205

RIA

CRD#: 307113

LITTLE ROCK, AR

Past

September 6, 1995 - March 20, 2020

R.M. DUNCAN CAPITAL MANAGEMENT CORPORATION

RIA

CRD#: 116857

LITTLE ROCK, AR

Past

July 27, 1990 - January 14, 2020

R.M. DUNCAN SECURITIES, INC.

CRD#: 14344

LITTLE ROCK, AR

Past

January 2, 1990 - April 11, 1990

DICKINSON & CO.

CRD#: 689

DES MOINES, IA

Past

October 31, 1989 - December 31, 1989

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

May 8, 1989 - May 17, 1989

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

November 5, 1979 - May 8, 1989

T. J. RANEY & SONS, INC.

CRD#: 3128

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(11/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/4/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 9/7/1985

Interest Rate Options Examination

General Industry/Product Exam

Series 3

Date: 2/4/1984

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/17/1980

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 10/20/1979

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 5/26/1993

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 5/3/1991

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 11/28/1990

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/26/1990

General Securities Principal Examination

Current Firm

ROUND TABLE FINANCIAL

ROUND TABLE FINANCIAL | ROUND TABLE SERVICES, LLC

CRD#: 307113 / SEC#: 801-118001

RIA

Registered Investment Advisory firm - (6/29/2020 Terminated)

Arkansas

Registered Investment Advisory firm - (6/24/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3625 Kavanaugh Blvd. Suite A, Little Rock, AR 72205

Mailing Address

Phone number

(501) 500-0105

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	74
AUM (Assets Under Management)	$ 42,625,950

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chad Carlson

LPL FINANCIAL LLC

IAR

Little Rock, AR

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert M. Randolph

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Mueller Randolph JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

R.M. DUNCAN CAPITAL MANAGEMENT CORPORATION

R.M. DUNCAN SECURITIES, INC.

DICKINSON & CO.

LASALLE ST SECURITIES, L.L.C.

MORGAN KEEGAN & COMPANY, LLC

T. J. RANEY & SONS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/1995

Series 63

Date: 9/4/1979

SIE

Date: 10/1/2018

Series 5

Date: 9/7/1985

Series 3

Date: 2/4/1984

Series 7

Date: 5/17/1980

Series 52

Date: 10/20/1979

Series 53

Date: 5/26/1993

Series 27

Date: 5/3/1991

Series 4

Date: 11/28/1990

Series 24

Date: 9/26/1990

Current Firm

ROUND TABLE FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROUND TABLE FINANCIAL

TRUST BUT VERIFY

Similar Advisors