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Robert Mueller Randolph Jr

ROUND TABLE FINANCIAL
LITTLE ROCK, AR
·CRD# 873529·47 years experience

Professional Summary

Robert Mueller Randolph JR, who also goes by Bob Randolph Jr, Bobby Randolph Jr, is a registered financial advisor currently at ROUND TABLE FINANCIAL located in Little Rock, Arkansas. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 3, Series 7, Series 52, Series 53, Series 27, Series 4...

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Randolph Jr, Bobby Randolph Jr

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

Current

ROUND TABLE FINANCIALCurrent·CRD# 307113
RIA
3625 Kavanaugh Blvd. Suite A, Little Rock, AR 72205
November 3, 2021 - Present

Past

R.M. DUNCAN CAPITAL MANAGEMENT CORPORATIONPast·CRD# 116857
RIA
Little Rock, AR
September 6, 1995 - March 20, 2020
R.M. DUNCAN SECURITIES, INC.Past·CRD# 14344
BD
Little Rock, AR
July 27, 1990 - January 14, 2020
DICKINSON & CO.Past·CRD# 689
BD
Des Moines, IA
January 2, 1990 - April 11, 1990
LASALLE ST SECURITIES, L.L.C.Past·CRD# 7191
BD
Elmhurst, IL
October 31, 1989 - December 31, 1989
MORGAN KEEGAN & COMPANY, LLCPast·CRD# 4161
BD
Memphis, TN
May 8, 1989 - May 17, 1989
T. J. RANEY & SONS, INC.Past·CRD# 3128
BD
November 5, 1979 - May 8, 1989

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Current Firm

RT
ROUND TABLE FINANCIAL

ROUND TABLE FINANCIAL | ROUND TABLE SERVICES, LLC

CRD#: 307113 / SEC#: 801-118001
RIA
Registered Investment Advisory firm - SEC (6/29/2020 Terminated)
Arkansas
Registered Investment Advisory firm - Arkansas (6/24/2020 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

3625 Kavanaugh Blvd. Suite A, Little Rock, AR 72205

Phone Number

(501) 500-0105

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

77

AUM (Assets Under Management)

$45,600,578

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Brent C. Staggs, M.D. Not investment related. 1 Lile Court Ste. 101 Little Rock, AR 72205. Medical transcription. 12/2018. 10 hours/month. Zero hours/month during trading hours. Assist wife in reviewing medical transcription. 2.) Heights Apothecary & Hemp, LLC Not investment-related 5711 Kavanaugh Blvd, Little Rock, AR 72207 Retailing of the highest, most rigorously tested hemp sourced Cannabidiol (CBD), Cannabinoids and related products. Managing member January 23, 2020 Twenty hours per month Zero hours during securities trading hours Equity investor and bookkeeper

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Arkansas
(11/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1979About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 5 — Interest Rate Options Examination

Passed Sep 1985

Series 3 — National Commodity Futures Examination

Passed Feb 1984About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed May 1980About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Oct 1979About the Series 52 exam

Series 53 — Municipal Securities Principal Examination

Passed May 1993About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed May 1991About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Nov 1990About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Sep 1990About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Robert Mueller Randolph JR's CRS (Customer Relationship Summary).

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