Randall M. Duncan
Professional summary
Randall Max Duncan is a registered financial advisor currently at R.M. DUNCAN CAPITAL MANAGEMENT CORPORATION located in Little Rock, Arkansas and R.M. DUNCAN SECURITIES, INC. located in Little Rock, Arkansas.
Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Randall has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 79TO, Series 57TO, SIE, Series 55, Series 5, Series 3, Series 7, Series 52, Series 53 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Randall Max Duncan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 1995 - Present
R.M. DUNCAN CAPITAL MANAGEMENT CORPORATION
Office #1: 501 N. University Ste. 101, Little Rock, AR 72205February 8, 1990 - Present
R.M. DUNCAN SECURITIES, INC.
Office #1: 10201 W Markham St, Suite 219, Little Rock, Arkans, Little Rock, AR 72205Office #2: 10201 W Markham St Suite 219, Little Rock, AR 72205May 8, 1989 - January 25, 1990
MORGAN KEEGAN & COMPANY, LLC
November 5, 1979 - May 8, 1989
T. J. RANEY & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/19/2024)
(2/9/1990)
(9/26/1995)
(3/10/1993)
(3/2/2022)
(2/25/2003)
(7/20/1993)
(11/2/2001)
(11/27/2024)
(10/3/2007)
(6/6/1994)
(11/20/2024)
(4/6/2006)
(3/16/2012)
(7/26/2010)
(12/17/2012)
(11/19/2024)
(5/25/1990)
(5/29/1990)
(1/21/2021)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/6/1999
Limited Representative-Equity Trader ExamSeries 5
Date: 9/7/1985
Interest Rate Options ExaminationFINRA
Current Firm
R.M. DUNCAN CAPITAL MANAGEMENT CORPORATION
CRD#: 116857 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 12,772,095 |
Red Flags
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Company Information
R.M. DUNCAN CAPITAL MANAGEMENT CORPORATION
CRD#: 116857Little Rock, AR 72205TRUST BUT VERIFY
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