John F. Palmieri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Frank Palmieri was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1979. John had worked at 20 firms and has passed the Series 63, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2001 - June 12, 2002
METROPOLITAN LIFE INSURANCE COMPANY
October 24, 2001 - June 12, 2002
MSI FINANCIAL SERVICES, INC.
April 10, 1995 - September 18, 1995
BARRON CHASE SECURITIES, INC.
June 15, 1994 - November 9, 1994
NETWORK 1 FINANCIAL SECURITIES INC.
May 7, 1993 - September 20, 1994
AEGIS CAPITAL CORP.
May 31, 1991 - October 31, 1991
MANCHESTER RHONE SECURITIES CORP.
March 5, 1991 - April 30, 1991
BERKELEY SECURITIES CORPORATION
August 16, 1990 - February 19, 1991
R.H.DAMON & CO., INC.
November 21, 1989 - June 25, 1990
V P SECURITIES, INC.
November 14, 1989 - December 6, 1989
DONALD & CO. SECURITIES INC.
February 4, 1989 - November 20, 1989
WILLIAM M. CADDEN & CO., INC.
March 1, 1988 - February 21, 1989
INVESTORS CENTER, INC.
August 24, 1987 - February 18, 1988
J. T. MORAN & CO., INC.
June 17, 1987 - August 31, 1987
VANDERBILT SECURITIES, INC.
March 10, 1987 - June 16, 1987
PHILIPS, APPEL & WALDEN, INC.
October 17, 1986 - February 20, 1987
F.N. WOLF & CO., INC.
June 30, 1986 - October 27, 1986
PHILIPS, APPEL & WALDEN, INC.
July 1, 1983 - June 30, 1986
S. D. COHN & CO.
June 24, 1981 - August 8, 1983
UNIFIED SECURITIES CORPORATION
June 11, 1981 - June 30, 1986
S. D. COHN & CO.
September 4, 1980 - June 19, 1981
UBS FINANCIAL SERVICES INC.
November 1, 1979 - August 26, 1986
BROADCHILD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
METROPOLITAN LIFE INSURANCE COMPANY
CRD#: 4095 / SEC#: , 8-14901
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE, INC. | 100% SHAREHOLDER | |
| BARNETTE, CURTIS HANDLEY | DIRECTOR | |
| DOLE, BURTON A | DIRECTOR | |
| GRISE, CHERYL | DIRECTOR | |
| HALPERIN, JEFFREY PAUL | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER & ANTI-MONEY LAUNDERING OFFICER | 2899327 |
| HENRIKSON, CARL ROBERT | CHIEF EXECUTIVE OFFICER, PRESIDENT & CHAIRMAN OF THE BOARD | 243239 |
| HOLTZER, DAVID MICHAEL | CHIEF COMPLIANCE OFFICER, BROKER DEALER | 4345697 |
| HOUGHTON, JAMES RICHARDSON | DIRECTOR | |
| JOURNY, TIMOTHY LYONS | SENIOR VICE PRESIDENT AND GENERAL AUDITOR | |
| KAMEN, HARRY PAUL | DIRECTOR | 1545937 |
| KANDARIAN, STEVEN ALBERT | EXECUTIVE VICE PRESIDENT & CIO | |
| KAPLAN, HELENE L | DIRECTOR | |
| KEANE, JOHN M. | DIRECTOR | |
| KILTS, JAMES | DIRECTOR | |
| LEIGHTON, CHARLES | DIRECTOR | |
| LIPSCOMB, JAMES LOUIS | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | |
| MATHEWS, SYLVIA | DIRECTOR | |
| MULLANEY, WILLIAM JOSEPH | PRESIDENT, INSTITUTIONAL BUSINESS | 2641484 |
| PRICE, HUGH BERNARD | DIRECTOR | |
| REIN, CATHERINE AMELIA | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | 2605134 |
| SICCHITANO, KENTON JOSEPH | DIRECTOR | |
| STEERE, WILLIAM CAMPBELL | DIRECTOR | |
| TOPPETA, WILLIAM JOHN | PRESIDENT, INTERNATIONAL | 2835140 |
| VIETRI, MICHAEL JOSEPH | EXECUTIVE VICE PRESIDENT | 1068983 |
| WEBER, LISA M | PRESIDENT, INDIVIDUAL BUSINESS | |
| WHEELER, WILLIAM JAMES | EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER | 1208521 |
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
