Tamir Hacker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tamir Hacker was a registered financial professional .
Tamir is a previously registered financial professional and started their career in finance in 1982. Tamir had worked at 4 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2013 - December 3, 2013
DLX FINANCIAL GROUP, LLC
April 27, 2001 - September 30, 2010
B. RILEY & CO., LLC
July 11, 1996 - May 15, 2001
EQUIBOND, INC.
May 13, 1982 - August 12, 1996
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DLX FINANCIAL GROUP, LLC
CRD#: 158690 / SEC#: , 8-68916
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CURIEL, EDWARD EMILIO | CEO,CFO,FINOP, CCO AMLCO | 1343647 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
