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Tamir Hacker

CRD# 873437·Registered 1982 - 2013
Previously Registered: Being a previously registered professional could mean that Tamir is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Tamir Hacker was a registered financial advisor. Tamir was a previously registered financial professional and started their career in finance 1982 - 2013. Tamir had worked at 4 firms and has passed the Series 63, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

DLX FINANCIAL GROUP, LLC·CRD# 158690
BD
Irvine, CA
January 25, 2013 - December 3, 2013
B. RILEY & CO., LLC·CRD# 40355
BD
Los Angeles, CA
April 27, 2001 - September 30, 2010
EQUIBOND, INC.·CRD# 37378
BD
Los Angeles, CA
July 11, 1996 - May 15, 2001
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
May 13, 1982 - August 12, 1996

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Current Firm

DF
DLX FINANCIAL GROUP, LLC

DLX FINANCIAL GROUP, LLC

CRD#: 158690 / SEC#: 8-68916
BD
Terminated by SEC on 12/31/2019

Contact Information

Established

Oregon since 06/30/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CURIEL, EDWARD EMILIOCEO,CFO,FINOP, CCO AMLCO1343647

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1991About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Sep 1982About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 1979About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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