Paul J. Patrello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Joseph Patrello, who also goes by Paul J Patrello, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1979. Paul had worked at 19 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2018 - July 13, 2023
PENSERRA SECURITIES, LLC
September 16, 2015 - April 17, 2018
INTL FCSTONE CREDIT TRADING LLC
January 22, 2015 - September 14, 2015
SEAPORT GLOBAL SECURITIES LLC
February 19, 2013 - February 4, 2015
NATIONAL SECURITIES CORPORATION
August 31, 2012 - February 19, 2013
B. RILEY WEALTH MANAGEMENT
October 11, 2011 - August 13, 2012
SAMCO CAPITAL MARKETS, INC.
January 7, 2010 - October 13, 2011
MF GLOBAL INC.
April 20, 2009 - January 14, 2010
RAYMOND JAMES & ASSOCIATES, INC.
July 22, 2004 - March 18, 2009
KNIGHT LIBERTAS LLC
February 20, 2003 - August 2, 2004
BANC ONE CAPITAL MARKETS, INC.
March 14, 2000 - February 11, 2003
MCFADDEN, FARRELL & SMITH, L.P.
February 24, 1998 - February 10, 2000
HARRIS NESBITT CORP.
May 12, 1997 - November 14, 1997
CIBC WORLD MARKETS CORP.
October 20, 1995 - April 22, 1997
BANC ONE CAPITAL MARKETS, INC.
April 2, 1993 - May 9, 1995
UBS FINANCIAL SERVICES INC.
September 13, 1991 - April 12, 1993
CITICORP SECURITIES, INC.
July 9, 1990 - November 13, 1990
BANC ONE CAPITAL MARKETS, INC.
March 15, 1989 - May 8, 1990
JEFFERIES LLC
August 29, 1988 - March 30, 1989
L. F. ROTHSCHILD & CO. INCORPORATED
February 20, 1987 - November 29, 1988
KIDDER, PEABODY & CO. INCORPORATED
January 7, 1981 - March 30, 1989
L. F. ROTHSCHILD & CO. INCORPORATED
November 1, 1979 - January 26, 1981
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/1/1999
Limited Representative-Equity Trader ExamCurrent Firm
PENSERRA SECURITIES, LLC
CRD#: 145994 / SEC#: , 8-67773
Contact information
FINRA licenses (17 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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