Les V. Anderton
Professional summary
Les Vincent Anderton, who also goes by Leslie VIncent Anderton, is a registered financial professional currently at WILSON-DAVIS & CO., INC. located in Salt Lake City, Utah.
Les is registered as a RR (Registered Representative) and started their career in finance in 1979. Les has worked at 9 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Les Vincent Anderton's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 1997 - Present
WILSON-DAVIS & CO., INC.
Office #1: 236 South Main, Salt Lake City, UT 84101June 26, 1996 - December 3, 1997
HORNOR, TOWNSEND & KENT, LLC
July 17, 1991 - October 15, 1991
FIRST AMERICAN BILTMORE SECURITIES, INC.
July 17, 1991 - July 23, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 17, 1991 - July 23, 1996
SIGNATOR INVESTORS, INC.
May 16, 1990 - April 30, 1991
COVEY & CO., INC.
March 25, 1987 - April 25, 1990
BAGLEY SECURITIES, INC.
July 25, 1984 - March 27, 1987
COVEY & CO., INC.
June 30, 1983 - December 13, 1983
SOUTHEAST SECURITIES OF FLORIDA, INC.
December 17, 1980 - August 1, 1983
JOHNSON-BOWLES COMPANY INC
November 1, 1979 - March 7, 1984
WILSON-DAVIS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/30/2005)
(3/11/2021)
(11/18/1997)
(12/2/1997)
(4/12/2022)
(5/12/2006)
(6/29/2016)
(12/1/2003)
(10/9/2013)
(8/23/2017)
(1/30/2025)
(1/24/2006)
(8/3/2005)
(7/22/2020)
(2/18/2005)
(6/9/2021)
(6/15/2005)
(6/19/2017)
(3/14/2007)
(11/20/1997)
(4/3/2024)
(5/24/2004)
(2/9/2018)
(1/21/1998)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
WILSON-DAVIS & CO., INC.
CRD#: 3777 / SEC#: , 8-14299
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 57 |
| Arbitration | 1 |
Red Flags
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Company Information
WILSON-DAVIS & CO., INC.
CRD#: 3777Salt Lake City, UT 84101TRUST BUT VERIFY
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