Joseph L. Amos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Lawrence Amos was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1979. Joseph had worked at 6 firms and has passed the Series 63, Series 7, Series 27, Series 4, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 1991 - August 30, 1991
ADDISON FINANCIAL SERVICES, INC.
September 21, 1990 - April 29, 1991
FIRST MONTAUK SECURITIES CORP.
April 23, 1990 - September 27, 1990
DANIEL & DANIEL SECURITIES CORPORATION
April 23, 1985 - April 23, 1990
AMOS-LEE SECURITIES, INC.
November 20, 1981 - January 19, 1987
E. F. HUTTON & COMPANY INC
November 1, 1979 - November 6, 1981
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ADDISON FINANCIAL SERVICES, INC.
CRD#: 23746 / SEC#: , 8-40716
Contact information
Documents
Red Flags
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