Christian S. Tacey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian S Tacey, who also goes by Chris Tacey, Christian Tacey, was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 1979. Christian had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2013 - July 22, 2024
ISC ADVISORS, INC.
January 28, 2008 - December 31, 2013
INSTITUTIONAL SECURITIES CORPORATION
May 5, 1989 - July 22, 2024
INSTITUTIONAL SECURITIES CORPORATION
July 14, 1983 - October 26, 1984
INVESTORS BROKERAGE SERVICES, INC.
November 1, 1979 - August 1, 1983
THE VARIABLE ANNUITY MARKETING COMPANY
Primary Firm SEC Registration
ISC ADVISORS, INC.
CRD#: 166586 / SEC#: 801-77727
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/22/1979
Registered Representative ExaminationCurrent Firm
ISC ADVISORS, INC.
CRD#: 166586 / SEC#: 801-77727
Contact information
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,989 |
| AUM (Assets Under Management) | $ 1,539,119,817 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
