Norman L. Rehme
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman Leroy Rehme, who also goes by Norm Rehme, was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1979. Norman had worked at 4 firms and has passed the Series 63, Series 3, Series 5, Series 7, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 1988 - February 5, 1990
HANIFEN, IMHOFF SECURITIES CORP.
January 5, 1987 - October 17, 1988
HANIFEN, IMHOFF INC.
February 12, 1980 - January 13, 1987
MORGAN STANLEY DW INC.
November 1, 1979 - March 26, 1980
ENTERPRISE FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationSeries 1
Date: 10/26/1979
Registered Representative ExaminationSeries 8
Date: 4/2/1982
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
HANIFEN, IMHOFF SECURITIES CORP.
CRD#: 10620 / SEC#: , 8-27488
Contact information
Documents
Red Flags
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