Frankie D. Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frankie Dianne Hughes was a registered financial professional .
Frankie is a previously registered financial professional and started their career in finance in 1986. Frankie had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2008 - January 12, 2015
ATLANTIC ASSET MANAGEMENT, L.L.C.
August 18, 1988 - March 2, 1993
WR LAZARD, LAIDLAW INCORPORATED
February 19, 1986 - June 26, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ATLANTIC ASSET MANAGEMENT, L.L.C.
CRD#: 107440 / SEC#: 801-44532
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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