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Wiley Howard Sharp Iii

SILICON PRAIRIE CAPITAL PARTNERS
ST. PAUL, MN
·CRD# 873236·47 years experience

Professional Summary

Wiley Howard Sharp III, who also goes by Wiley Howard Sharp, Wiley Sharp III, Wiley Sharp, is a registered financial advisor currently at SILICON PRAIRIE CAPITAL PARTNERS, LLC located in St. Paul, Minnesota. Wiley is registered as a RR (Registered Representative) and started their career in finance in 1979. Wiley has worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Wiley Howard Sharp, Wiley Sharp Iii, Wiley Sharp

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

Current

SILICON PRAIRIE CAPITAL PARTNERS, LLCCurrent·CRD# 226591
BD
475 Cleveland Ave, Suite 101b, St. Paul, MN 55104
May 9, 2023 - Present

Past

FIRST LIBERTIES FINANCIALPast·CRD# 14432
BD
Tampa, FL
March 16, 2012 - May 1, 2015
CEDAR POINT CAPITAL, LLCPast·CRD# 145116
BD
Edina, MN
December 17, 2009 - March 12, 2010
MARSHALL FINANCIAL, INC.Past·CRD# 114903
BD
Minneapolis, MN
May 29, 2002 - April 20, 2005
MARTINSON & COMPANY, LTD.Past·CRD# 17409
BD
Wayzata, MN
August 23, 2001 - September 3, 2002
SECURITIES RESOLUTION CORPORATIONPast·CRD# 7119
BD
May 4, 1992 - February 23, 1994
GOLDSMITH, AGIO, HELMS SECURITIES, INC.Past·CRD# 26100
BD
June 27, 1990 - February 22, 1991
JOHN G. KINNARD AND COMPANY, INCORPORATEDPast·CRD# 466
BD
March 2, 1990 - July 11, 1990
DAIN RAUSCHER INCORPORATEDPast·CRD# 7600
BD
June 11, 1980 - March 14, 1990
ALSTEAD, DEMPSEY & COMPANY, INCORPORATEDPast·CRD# 4046
BD
November 1, 1979 - June 9, 1980

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Current Firm

SP
SILICON PRAIRIE CAPITAL PARTNERS, LLC

SILICON PRAIRIE CAPITAL PARTNERS, LLC | WITHERSPOON CAPITAL PARTNERS, LLC

CRD#: 226591 / SEC#: 8-69625
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

475 Cleveland Ave, Suite 101b, St. Paul, MN 55104

Mailing Address

475 Cleveland Ave, Suite 101b, St. Paul, MN 55104

Phone Number

(651) 645-7550

Established

Delaware since 02/18/2015

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (36 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SPHI - SILICON PRAIRIE HOLDINGS, INC.OWNER—
BRENNAN, HUNTER DOUGLASFINOP7251507
DUCCINI, DAVID VINCENTCEO6851423
LONG, CEDRIC MARKPRESIDENT & CCO2113511

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Michigan
(5/11/2023)
RR
Minnesota
(5/10/2023)
RR
New York
(5/11/2023)
RR
North Dakota
(5/15/2023)
RR
Texas
(5/10/2023)
RR
Wisconsin
(5/11/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2023About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed May 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2023About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1990About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Wiley Howard Sharp III's CRS (Customer Relationship Summary).

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