Norman J. Santori

SANTORI & PETERS

Bonita Springs, FL

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CRD#: 873209

Professional summary

Norman Joseph Santori, AIF®, CFP®, who also goes by Skip Santori, is a registered financial advisor currently at SANTORI & PETERS located in Bonita Springs, Florida.

Norman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Norman has worked at 6 firms and has passed the Series 63, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Skip Santori

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Risk Managers, Inc.; investment-related; licensed insurance agency; Monroeville, PA; Owner/President; 1997; (2) Licensed insurance agent; investment-related; Mr. Santori spends approx. 10% of his professional time in these capacities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norman Joseph Santori's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Current

April 2, 1991 - Present

SANTORI & PETERS

Office #2: 380 Southpointe Blvd. Suite 130, Canonsburg, PA 15317

RIA

CRD#: 105978

Bonita Springs, FL

Past

July 17, 1997 - March 17, 2000

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

December 16, 1986 - April 25, 1996

ALLEGHENY INVESTMENTS, LTD.

CRD#: 7597

PITTSBURGH, PA

Past

July 1, 1985 - December 20, 1986

PITTSBURGH FINANCIAL PLANNERS, INC.

CRD#: 14155

Past

September 12, 1983 - June 27, 1985

COORDINATED CAPITAL, LTD.

CRD#: 13150

Past

November 1, 1979 - October 27, 1982

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANTORI & PETERS

SANTORI & PETERS | SANTORI & PETERS, INC.

CRD#: 105978 / SEC#: 801-110482

RIA

Registered Investment Advisory firm - (4/28/2017 Approved)

Florida

Registered Investment Advisory firm - (5/2/2017 Terminated)

Ohio

Registered Investment Advisory firm - (5/3/2017 Terminated)

Pennsylvania

Registered Investment Advisory firm - (5/2/2017 Terminated)

Texas

Registered Investment Advisory firm - (5/2/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/21/2024)

IAR

Ohio
(12/13/2018)

IAR

Pennsylvania
(4/2/1991)

IAR

Texas
(4/23/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/23/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/15/1983

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 10/22/1979

Registered Representative Examination

Current Firm

SANTORI & PETERS

SANTORI & PETERS | SANTORI & PETERS, INC.

CRD#: 105978 / SEC#: 801-110482

RIA

Registered Investment Advisory firm - (4/28/2017 Approved)

Florida

Registered Investment Advisory firm - (5/2/2017 Terminated)

Ohio

Registered Investment Advisory firm - (5/3/2017 Terminated)

Pennsylvania

Registered Investment Advisory firm - (5/2/2017 Terminated)

Texas

Registered Investment Advisory firm - (5/2/2017 Terminated)

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Contact information

Main Address

380 Southpointe Blvd. Suite 130, Canonsburg, PA 15317

Mailing Address

Phone number

(412) 373-6904

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SANTORI & PETERS, INC. ADV BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	696
AUM (Assets Under Management)	$ 389,662,592

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/08/2025	Cover Page	Report
11/18/2024	Cover Page	Report
11/03/2023	Cover Page	Report
01/11/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Norman J. Santori

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norman Joseph Santori's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOCUST STREET SECURITIES, INC.

ALLEGHENY INVESTMENTS, LTD.

PITTSBURGH FINANCIAL PLANNERS, INC.

COORDINATED CAPITAL, LTD.

METROPOLITAN LIFE INSURANCE COMPANY

Primary Firm SEC Registration

SANTORI & PETERS

State Registrations and Notice Filings

Exams

Series 63

Date: 11/23/1983

Series 7

Date: 10/15/1983

Series 1

Date: 10/22/1979

Current Firm

SANTORI & PETERS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SANTORI & PETERS

TRUST BUT VERIFY

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