Donald S. O'fee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Scott O'fee, who also goes by Donald Scott Ofee, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1983. Donald had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2004 - February 24, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 19, 2004 - October 19, 2004
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 19, 2004 - February 1, 2018
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 1, 2003 - August 23, 2004
AMUNDI DISTRIBUTOR US, INC.
January 7, 2003 - August 23, 2004
AMUNDI ASSET MANAGEMENT US, INC.
September 13, 2002 - October 2, 2003
AIM PRIVATE ASSET MANAGEMENT
July 18, 1997 - October 2, 2003
INVESCO DISTRIBUTORS, INC.
December 15, 1994 - January 15, 1997
AMUNDI DISTRIBUTOR US, INC.
June 15, 1989 - September 30, 1994
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
April 11, 1988 - March 7, 1989
LEHMAN BROTHERS INC.
March 2, 1983 - April 11, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/22/1979
Registered Representative ExaminationCurrent Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
