John M. Ring

KEYSTONE CAPITAL ADVISORS

West Chester, PA

Some features on this profile are disabled

CRD#: 873149

Professional summary

John Matthew Ring JR is a registered financial advisor currently at KEYSTONE CAPITAL ADVISORS located in West Chester, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. John has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Matthew Ring JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2010 - Present

KEYSTONE CAPITAL ADVISORS

RIA

CRD#: 150831

West Chester, PA

Past

January 1, 2008 - March 20, 2009

BRINKER CAPITAL INC

RIA

CRD#: 111743

BERWYN, PA

Past

July 18, 2005 - March 20, 2009

BRINKER CAPITAL SECURITIES, LLC

CRD#: 38123

BERWYN, PA

Past

February 20, 2002 - April 30, 2004

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

December 31, 2000 - January 30, 2002

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

September 1, 2000 - December 31, 2000

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

May 1, 1991 - February 10, 2000

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

June 8, 1981 - December 4, 1990

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

November 1, 1979 - June 12, 1981

SALOMON BROTHERS INC.

CRD#: 740

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/4/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/23/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/20/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/2/1996

General Securities Principal Examination

Current Firm

KEYSTONE CAPITAL ADVISORS

KEYSTONE CAPITAL ADVISORS | KEYSTONE CAPITAL ADVISORS, LLC

CRD#: 150831 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (1/4/2010 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

West Chester, PA

Mailing Address

1702 Hibberd Lane, West Chester, PA 19380

Phone number

(484) 919-0171

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John M. Ring

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Matthew Ring JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRINKER CAPITAL INC

BRINKER CAPITAL SECURITIES, LLC

DELAWARE DISTRIBUTORS, L.P.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

DELAWARE DISTRIBUTORS, L.P.

FIDELITY DISTRIBUTORS COMPANY LLC

GOLDMAN SACHS & CO. LLC

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/2007

Series 63

Date: 10/23/1981

Series 7

Date: 10/20/1979

Series 24

Date: 7/2/1996

Current Firm

KEYSTONE CAPITAL ADVISORS

Contact information

Documents

Red Flags

Company Information

KEYSTONE CAPITAL ADVISORS

TRUST BUT VERIFY

Similar Advisors