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JR

John Matthew Ring Jr

KEYSTONE CAPITAL ADVISORS
WEST CHESTER, PA
·CRD# 873149·47 years experience

Professional Summary

John Matthew Ring JR is a registered financial advisor currently at KEYSTONE CAPITAL ADVISORS located in West Chester, Pennsylvania. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. John has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

KEYSTONE CAPITAL ADVISORS·CRD# 150831
RIA
West Chester, PA
January 4, 2010 - Present
BRINKER CAPITAL INC·CRD# 111743
RIA
Berwyn, PA
January 1, 2008 - March 20, 2009
BRINKER CAPITAL SECURITIES, LLC·CRD# 38123
BD
Berwyn, PA
July 18, 2005 - March 20, 2009
DELAWARE DISTRIBUTORS, L.P.·CRD# 14232
BD
Philadelphia, PA
February 20, 2002 - April 30, 2004
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
Radnor, PA
December 31, 2000 - January 30, 2002
DELAWARE DISTRIBUTORS, L.P.·CRD# 14232
BD
Philadelphia, PA
September 1, 2000 - December 31, 2000
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
Smithfield, RI
May 1, 1991 - February 10, 2000
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
June 8, 1981 - December 4, 1990
SALOMON BROTHERS INC.·CRD# 740
BD
November 1, 1979 - June 12, 1981

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Current Firm

KC
KEYSTONE CAPITAL ADVISORS

KEYSTONE CAPITAL ADVISORS | KEYSTONE CAPITAL ADVISORS, LLC

CRD#: 150831
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (1/4/2010 Approved)

Contact Information

Main Address

West Chester, PA

Mailing Address

1702 Hibberd Lane, West Chester, PA 19380

Phone Number

(484) 919-0171

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Pennsylvania
(1/4/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1981About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1979About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1996About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view John Matthew Ring JR's CRS (Customer Relationship Summary).

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