Claire B. Verchot
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Claire Bernadette Verchot, who also goes by Claire B Verchot, was a registered financial professional .
Claire is a previously registered financial professional and started their career in finance in 1979. Claire had worked at 16 firms and has passed the Series 63, Series 55, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2003 - September 23, 2005
RIVERSTONE WEALTH MANAGEMENT, INC.
May 15, 2001 - December 9, 2003
FIRST SOUTHWEST COMPANY, LLC
August 13, 1998 - April 30, 2001
FIRST LONDON SECURITIES CORPORATION
November 24, 1997 - June 4, 1998
SECURITY INVESTMENT COMPANY OF KANSAS CITY
March 11, 1994 - October 1, 1997
COASTAL SECURITIES, INC.
April 9, 1990 - March 1, 1994
UBS CAPITAL MARKETS L.P.
January 19, 1989 - January 17, 1990
J F LOWE & COMPANY INCORPORATED
January 21, 1988 - December 13, 1988
GREENTREE SECURITIES CORP.
August 5, 1986 - December 31, 1987
BROOKS WEINGER ROBBINS & LEEDS INC.
April 10, 1985 - October 14, 1985
HAMILTON, GRANT & COMPANY, INC.
September 25, 1984 - January 24, 1985
WEAVER JOHNSON & COMPANY,INC.
February 25, 1983 - August 20, 1986
E.C. FARNSWORTH & COMPANY, INC.
November 25, 1981 - February 2, 1983
ROONEY, PACE INC.
March 25, 1981 - October 21, 1981
CROWN FINANCIAL GROUP, INC.
September 24, 1980 - April 6, 1981
DEUTSCHE IXE, LLC
August 24, 1979 - March 29, 1980
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/15/1999
Limited Representative-Equity Trader ExamCurrent Firm
RIVERSTONE WEALTH MANAGEMENT, INC.
CRD#: 40418 / SEC#: 801-63700, 8-49047
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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