Scott Randyn Griffith
Professional Summary
Scott Randyn Griffith, who also goes by Scott R Griffith, is a registered financial advisor currently at STONEGATE CAPITAL MARKETS, INC. located in Dallas, Texas. Scott is registered as a RR (Registered Representative) and started their career in finance in 1979. Scott has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Scott R Griffith
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
47 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
SRG CAPITAL PARTNERS, LLC | STONEGATE SECURITIES, INC. | STONEGATE CAPITAL PARTNERS, INC. | STONEGATE CAPITAL MARKETS, INC.
Contact Information
Main Address
500 Crescent Court Suite 370, Dallas, TX 75201Mailing Address
500 Crescent Court Suite 370, Dallas, TX 75201Phone Number
(214) 987-4121Established
Texas since 10/16/1972Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (23 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/28/2022)
(12/16/2021)
(12/16/2021)
(1/4/2023)
(2/11/2022)
(4/17/2023)
(3/4/2022)
(9/15/2022)
(2/18/2022)
(2/24/2022)
(12/21/2021)
(5/23/2022)
(7/1/2022)
(12/15/2021)
(9/23/2000)
(2/21/2022)
(12/16/2021)
(12/1/1992)
(10/4/2022)
(4/4/2022)
(9/17/2025)
(1/18/2022)
(3/4/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Scott Randyn Griffith's CRS (Customer Relationship Summary).
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