William D. Johnson

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CRD#: 873087

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Dale Johnson, who also goes by Bill Johnson, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1979. William had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bill Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 12, 2018 - October 17, 2019

LESLIE GLOBAL WEALTH, LLC

RIA

CRD#: 128202

HARTFORD, WI

Past

February 21, 2018 - October 8, 2019

LPL FINANCIAL LLC

CRD#: 6413

HARTFORD, WI

Past

March 31, 2014 - February 28, 2018

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

HARTFORD, WI

Past

March 13, 2009 - April 1, 2014

SECURITIES AMERICA, INC.

CRD#: 10205

HARTFORD, WI

Past

April 5, 2002 - April 5, 2002

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

HARTFORD, WI

Past

October 27, 1999 - March 23, 2009

FSC SECURITIES CORPORATION

CRD#: 7461

HARTFORD, WI

Past

March 18, 1991 - May 14, 2018

EVERGREEN INVESTMENT ADVISORS LLC

RIA

CRD#: 112932

HARTFORD, WI

Past

October 17, 1981 - October 22, 1999

CABRERA CAPITAL MARKETS, LLC

CRD#: 10081

CHICAGO, IL

Past

September 15, 1981 - October 14, 1983

FIRST FINANCIAL SECURITIES, INC.

CRD#: 6758

Past

October 26, 1979 - September 12, 1981

EQUABLE SECURITIES CORPORATION

CRD#: 7405

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LESLIE GLOBAL WEALTH, LLC

CAPITAL PROGRAMS ADVISORY COMPANY | PORREY LESLIE ASSOC., LLC | PORREY LESLIE AND ASSOCIATES, LLC | LESLIE GLOBAL WEALTH, LLC

CRD#: 128202 / SEC#: 801-106556

RIA

Registered Investment Advisory firm - (8/21/2015 Approved)

Illinois

Registered Investment Advisory firm - (8/21/2015 Terminated)

Texas

Registered Investment Advisory firm - (8/26/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/15/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/11/1981

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 10/17/1979

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/14/2000

General Securities Principal Examination

Current Firm

LESLIE GLOBAL WEALTH, LLC

CAPITAL PROGRAMS ADVISORY COMPANY | PORREY LESLIE ASSOC., LLC | PORREY LESLIE AND ASSOCIATES, LLC | LESLIE GLOBAL WEALTH, LLC

CRD#: 128202 / SEC#: 801-106556

RIA

Registered Investment Advisory firm - (8/21/2015 Approved)

Illinois

Registered Investment Advisory firm - (8/21/2015 Terminated)

Texas

Registered Investment Advisory firm - (8/26/2015 Terminated)

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Contact information

Main Address

500 Park Blvd Suite 1440, Itasca, IL 60143

Mailing Address

Po Box 782, Pewaukee, WI 53072

Phone number

(312) 946-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LESLIE GLOBAL WEALTH, LLC PART 2 DISCLOSURE BROCHURE (2/26/2025)

Regulatory assets under management

Total Number of Accounts	967
AUM (Assets Under Management)	$ 405,113,707

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William D. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

SECURITIES AMERICA, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

EVERGREEN INVESTMENT ADVISORS LLC

CABRERA CAPITAL MARKETS, LLC

FIRST FINANCIAL SECURITIES, INC.

EQUABLE SECURITIES CORPORATION

Primary Firm SEC Registration

LESLIE GLOBAL WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/15/1979

SIE

Date: 10/1/2018

Series 7

Date: 4/11/1981

Series 1

Date: 10/17/1979

Series 24

Date: 2/14/2000

Current Firm

LESLIE GLOBAL WEALTH, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LESLIE GLOBAL WEALTH, LLC

TRUST BUT VERIFY

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