Jeffrey B. Bukantz
Professional summary
Jeffrey B Bukantz was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial professional and started their career in finance in 1979. Prior to being barred, Jeffrey had worked at 1 firm, which includes J. B. HANAUER & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 1979 - December 18, 1998
J. B. HANAUER & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
J. B. HANAUER & CO.
CRD#: 6958 / SEC#: , 8-18884
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RBC CAPITAL MARKETS HOLDINGS (USA) INC. | DIRECT OWNER | |
| BOARDMAN, MATTHEW MILES | DIRECTOR | 843666 |
| MANNA, VIRGINIA ANTONIETTA | CFO | 1128673 |
| PLIFKA, GREG | CHIEF OPERATING OFFICER | 1068803 |
| RINGEL, MARK ELLERY | CHIEF COMPLIANCE OFFICER | 1027629 |
| SCHMIDT, CHRISTOPHER PAUL | CROP/SROP | 1845098 |
| TAFT, JOHN GODFREY | DIRECTOR | 1007933 |
| ZUCKER, BARRY HUGH | PRESIDENT & CEO | 500545 |
Disclosures
| Regulatory Event | 7 |
| Civil Event | 1 |
| Arbitration | 12 |
| Bond | 1 |
Red Flags
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