Stephen L. Pryor

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CRD#: 873015

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephen Luther Pryor, who also goes by Stephen L Pryor, was a registered financial professional .

Stephen is a previously registered financial professional and started their career in finance in 1979. Stephen had worked at 9 firms and has passed the Series 63, Series 3, Series 7, Series 53, Series 4, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Stephen L Pryor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 15, 2011 - February 11, 2014

PMD ADVISORY

RIA

CRD#: 159443

BIRMINGHAM, AL

Past

December 14, 2011 - February 20, 2014

STONEX SECURITIES INC.

CRD#: 18456

BIRMINGHAM, AL

Past

March 31, 2005 - December 15, 2011

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

BIRMINGHAM, AL

Past

March 31, 2005 - December 15, 2011

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

BIRMINGHAM, AL

Past

March 31, 2004 - September 12, 2005

CAHABA ADVISORY, INC.

RIA

CRD#: 123334

BIRMINGHAM, AL

Past

March 22, 2001 - March 31, 2004

OSAIC WEALTH, INC.

RIA

CRD#: 23131

BIRMINGHAM, AL

Past

November 19, 1989 - April 4, 2005

OSAIC WEALTH, INC.

CRD#: 23131

JERSEY CITY, NJ

Past

January 13, 1989 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

May 14, 1988 - January 27, 1989

LEHMAN BROTHERS INC.

CRD#: 7506

Past

April 30, 1981 - May 14, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

October 29, 1979 - May 29, 1981

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PMD ADVISORY

MCNEILL FINANCIAL ADVISORY | PRYOR MCCORMICK, INC. | PRYOR MCCORMICK | PMD ADVISORY | PEOPLE MAKE THE DIFFERENCE, INC.

CRD#: 159443 / SEC#: 801-127839

RIA

Registered Investment Advisory firm - (5/1/2023 Approved)

Alabama

Registered Investment Advisory firm - (5/17/2023 Terminated)

Georgia

Registered Investment Advisory firm - (5/17/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (8/23/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/13/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/4/1986

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/20/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 7/14/2011

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 1/9/2006

Registered Options Principal Examination

Principal/Supervisory Exam

Series 51

Date: 3/14/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/22/1994

General Securities Principal Examination

Current Firm

PMD ADVISORY

MCNEILL FINANCIAL ADVISORY | PRYOR MCCORMICK, INC. | PRYOR MCCORMICK | PMD ADVISORY | PEOPLE MAKE THE DIFFERENCE, INC.

CRD#: 159443 / SEC#: 801-127839

RIA

Registered Investment Advisory firm - (5/1/2023 Approved)

Alabama

Registered Investment Advisory firm - (5/17/2023 Terminated)

Georgia

Registered Investment Advisory firm - (5/17/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (8/23/2018 Terminated)

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Contact information

Main Address

2032 Shady Crest Drive, Hoover, AL 35216

Mailing Address

Phone number

(205) 986-0060

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PMD ADVISORY ADV PART 2A (4/17/2025)

Regulatory assets under management

Total Number of Accounts	146
AUM (Assets Under Management)	$ 104,396,804

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen L. Pryor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STONEX SECURITIES INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

CAHABA ADVISORY, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

PMD ADVISORY

State Registrations and Notice Filings

Exams

Series 63

Date: 11/13/1979

Series 3

Date: 6/4/1986

Series 7

Date: 10/20/1979

Series 53

Date: 7/14/2011

Series 4

Date: 1/9/2006

Series 51

Date: 3/14/2003

Series 24

Date: 7/22/1994

Current Firm

PMD ADVISORY

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PMD ADVISORY

TRUST BUT VERIFY

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