Marc T. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Todd Cohen, who also goes by Todd Cohen, was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1979. Marc had worked at 7 firms and has passed the Series 63, Series 18 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2017 - January 20, 2022
MTC ADVISERS, LLC
March 5, 2002 - December 31, 2016
MTC ADVISERS, LLC
June 27, 1997 - April 10, 2002
J.P. MORGAN SECURITIES LLC
June 16, 1992 - July 7, 1997
UBS FINANCIAL SERVICES INC.
May 11, 1989 - June 12, 1992
MONTGOMERY SECURITIES
June 1, 1987 - June 5, 1989
LEHMAN BROTHERS INC.
November 12, 1986 - June 1, 1987
PERSHING LLC
October 29, 1979 - May 21, 1982
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 18
Date: 12/6/1986
Securities Industry Rules and Regulations ExaminationCurrent Firm
MTC ADVISERS, LLC
CRD#: 135734 / SEC#:
Contact information
Red Flags
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