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WB

William B. Blount

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CRD#: 872948
WB

Professional summary

William Bell Blount was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

William is a previously registered financial professional and started their career in finance in 1979. Prior to being barred, William had worked at 2 firms, which includes BLOUNT PARRISH & COMPANY INC., THORNTON FARISH INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 28, 1985 - January 29, 2009

BLOUNT PARRISH & COMPANY, INC.

BD
CRD#: 16456
MONTGOMERY, AL
Past

October 24, 1979 - February 12, 1985

THORNTON FARISH INC.

BD
CRD#: 830

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7
Date: 10/20/1979
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 8/22/1985
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/13/1984
General Securities Principal Examination

Current Firm

BP
BLOUNT PARRISH & COMPANY, INC.
BLOUNT & PARRISH, INC. | WILLIAM B. BLOUNT COMPANY, INC. | BLOUNT PARRISH & ROTON, INC. | BLOUNT PARRISH & ROTON, INC | BLOUNT PARRISH & COMPANY, INC.

CRD#: 16456 / SEC#: , 8-38665

BD
Terminated by SEC on 04/20/2009
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Contact information

Main Address
Mailing Address
Phone number
Established
Alabama since 06/01/1987
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BLOUNT, WILLIAM BELLCHAIRMAN872948
PARRISH, CHARLES DEREKPRESIDENT877634
REYNOLDS, JAMES DONALD JRMANAGING DIRECTOR1678658
WILLIAMS, CHRISTOPHER DISON MCCLURECHIEF COMPLIANCE OFFICER4035858
CASH, JANE BLOUNTCFO

Disclosures

Regulatory Event6
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

BLOUNT PARRISH & COMPANY, INC.

CRD#: 16456

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