KA
Kye A. Abraham
ABRAHAM & CO.
Gig Harbor, WA
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CRD#: 872944
KA
Professional summary
Kye Aubrey Abraham is a registered financial advisor currently at ABRAHAM & CO., INC. located in Gig Harbor, Washington and ABRAHAM SECURITIES CORPORATION located in Gig Harbor, Washington.
Kye is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Kye has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, Series 22TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LKA Gold Incorporated; Investment related: Yes; Location: 3724 47th Street Ct - Gig Harbor, WA 98335; Description: LKA Gold Incorporated (OTC:LKAI) is a publicly traded gold mining and exploration company with mining properties located in Colorado.; Position Title: President/Chairman; Responsibilities Duties: Chief Executive Officer; Start date: 1988-03-15; Hours during trading hours: 10; Hours outside trading hours: 20; 2) Abraham Securities Corporation; Investment related: Yes; Location: 3724 47th Street Ct - Gig Harbor, WA 98335; Description: Abraham Securities Corporation is a SEC registered Broker-Dealer which is a wholly-owned subsidiary of Abraham & Co., Inc. The Firm is a member of FINRA and SiPC.; Position Title: President/Chairman; Responsibilities Duties: Chief Compliance Officer, Principal, and Financial Operations Principal.; Start date: 1983-01-01; Hours during trading hours: 5; Hours outside trading hours: 5; Additional notes: This firm is current in its reporting to regulatory authorities but operationally inactive. It's parent company, Abraham & Co., Inc. currently intends to sell this entity. 3) Insurance Products; Investment related: Yes; Location: 3724 47th Street Ct - Gig Harbor, WA 98335; Description: In the course of structuring and implementing retirement planning for clients, Mr. Abraham often uses insurance products (specifically, fixed index annuities) to help insulate investment portfolios from market volatility and increase income stability. These products usually pay non-negotiable commissions (paid by the insurance companies, not the client). This may potentially create a conflict of interest when recommending these products to clients vs traditional market-based instruments. Clients are not required to accept any recommendations involving these products or purchase them thru Mr. Abraham.; Position Title: Licensed Insurance Agent/Producer; Responsibilities Duties: insurance planning and recommendations; Start date: 2013-01-07; Hours during trading hours: 10; Hours outside trading hours: 10. 4) Caldera Partners Limited Partnership Investment related: Yes; Location: 3724 47th Street Ct - Gig Harbor, WA 98335; Description: Caldera Partners LP is a private limited partnership engaged in funding the gold mining and exploration project(s) of LKA Gold Incorporated (formerly LKA International, Inc.) with mining properties located in Colorado.; Position Title: General Partner; Responsibilities Duties: Managing the affairs of the Partnership; Start date: December 1982; Hours devoted to Partnership business during trading hours: < 2 hrs per month; Hours outside trading hours: 5 hrs per month.
CRS (Client Relationship Summary) - RIA
Click below to view Kye Aubrey Abraham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2019 - Present
ABRAHAM & CO., INC.
RIA
CRD#: 299085
Gig Harbor, WA
Current
October 20, 1983 - Present
ABRAHAM SECURITIES CORPORATION
Office #2: 3724 47th Street Ct, Gig Harbor, WA 98335BD
CRD#: 13498
GIG HARBOR, WA
Past
March 17, 2000 - August 4, 2019
ABRAHAM SECURITIES CORPORATION
RIA
CRD#: 13498
GIG HARBOR, WA
Past
October 8, 1981 - July 12, 1982
FINANCIAL PLANNERS EQUITY CORPORATION
BD
CRD#: 7420
Past
October 24, 1979 - November 18, 1981
LPL FINANCIAL LLC
BD
CRD#: 6413
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(10/5/2021)
IAR
Florida(7/10/2025)
IAR
Nevada(9/25/2024)
IAR
Oregon(10/4/2024)
IAR
Tennessee(9/17/2025)
IAR
Texas(6/22/2021)
IAR
Utah(3/13/2023)
RR
Washington(3/5/1992)
IAR
Washington(6/28/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 3/21/1991
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
A&
ABRAHAM & CO., INC.
ABRAHAM & CO., INC. | EVERETT WEALTH SOLUTIONS, INC. | CONNOLLY WEALTH MANAGEMENT | CLEARPATH FINANCIAL LLC/MATTHEW SHERMAN | CLEARPATH FINANCIAL & INSURANCE SOLUTIONS LLC
CRD#: 299085 / SEC#:
Arizona
Registered Investment Advisory firm - (8/17/2022 Approved)California
Registered Investment Advisory firm - (10/5/2021 Approved)Florida
Registered Investment Advisory firm - (7/10/2025 Approved)Idaho
Registered Investment Advisory firm - (12/17/2019 Approved)Illinois
Registered Investment Advisory firm - (1/6/2021 Approved)Indiana
Registered Investment Advisory firm - (6/8/2023 Approved)Missouri
Registered Investment Advisory firm - (5/21/2024 Approved)Nevada
Registered Investment Advisory firm - (9/24/2024 Approved)Oregon
Registered Investment Advisory firm - (10/4/2024 Approved)Tennessee
Registered Investment Advisory firm - (9/17/2025 Approved)Texas
Registered Investment Advisory firm - (6/22/2021 Approved)Utah
Registered Investment Advisory firm - (3/13/2023 Approved)Washington
Registered Investment Advisory firm - (3/17/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Gig Harbor, WA
Mailing Address
Phone number
(253) 851-7486
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 772 |
| AUM (Assets Under Management) | $ 78,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
