James P. Webb

STIRLINGSHIRE INVESTMENTS

Conroe, TX

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CRD#: 872943

Professional summary

James Patton Webb, CFP®, who also goes by James P Webb, Jim Webb, is a registered financial advisor currently at STIRLINGSHIRE INVESTMENTS located in Conroe, Texas and STIRLINGSHIRE INVESTMENTS located in New York City, New York.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. James has worked at 15 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 15, Series 3, Series 5 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James P Webb | Jim Webb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Plumbers Union Local 68-Consultant- Ed and Enroll assist in Voluntary Deferred Comp Plan -2 hr/ month 1/1/2013 2.) Woodlands Church-BOD-4hr/month 9/1/1996 3.) GERSON LEHRMAN GROUP - COUNCIL MEMBER - CONSULTING SERVICES - AUSTIN, TX - SINCE 01/2020 - NOT INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patton Webb's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

December 8, 2023 - Present

STIRLINGSHIRE INVESTMENTS

RIA

CRD#: 327779

Conroe, TX

Current

December 8, 2023 - Present

STIRLINGSHIRE INVESTMENTS

Office #1: 15 W 38th St Suite 704, New York City, NY 10018

CRD#: 310576

New York City, NY

Past

May 29, 2018 - December 21, 2023

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

CONROE, TX

Past

May 25, 2018 - December 21, 2023

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

CONROE, TX

Past

November 14, 2017 - May 31, 2018

RHAME & GORRELL WEALTH MANAGEMENT

RIA

CRD#: 283027

THE WOODLANDS, TX

Past

February 13, 2013 - November 9, 2017

WESTPARK WEALTH ADVISORS, INC.

RIA

CRD#: 130914

CONROE, TX

Past

February 13, 2013 - November 9, 2017

IMS SECURITIES, INC.

CRD#: 35567

HOUSTON, TX

Past

August 20, 2010 - February 13, 2013

FIRST INDEPENDENT ADVISORY SERVICES, INC.

RIA

CRD#: 132678

THE WOODLANDS, TX

Past

August 12, 2010 - February 13, 2013

FIRST INDEPENDENT FINANCIAL SERVICES, INC.

CRD#: 128904

THE WOODLANDS, TX

Past

October 22, 2008 - August 4, 2010

NAVIGATOR SECURITIES LIMITED

CRD#: 22373

OMAHA, NE

Past

September 16, 2008 - August 4, 2010

WOODLANDS ASSET MANAGEMENT INC

RIA

CRD#: 108122

THE WOODLANDS, TX

Past

February 14, 2006 - September 8, 2008

PERSEIDES PARTNERS, LLC

RIA

CRD#: 137881

LAS VEGAS, NV

Past

January 2, 2003 - January 2, 2009

GARCIA HAMILTON & ASSOCIATES LP

RIA

CRD#: 108017

HOUSTON, TX

Past

September 4, 1990 - June 21, 1993

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

Past

April 12, 1989 - September 4, 1990

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CRD#: 76

Past

October 24, 1979 - January 30, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STIRLINGSHIRE INVESTMENTS

STIRLINGSHIRE INVESTMENTS | STIRLINGSHIRE RIA LLC. | STIRLINGSHIRE RIA LLC

CRD#: 327779 / SEC#: 801-128665

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New York
(12/11/2023)

New York
(12/12/2023)

Texas
(12/8/2023)

IAR

Texas
(12/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/24/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/7/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2008

General Securities Representative Examination

General Industry/Product Exam

Series 15

Date: 8/4/1984

Foreign Currency Options Examination

General Industry/Product Exam

Series 3

Date: 6/4/1983

National Commodity Futures Examination

General Industry/Product Exam

Series 5

Date: 12/12/1981

Interest Rate Options Examination

Principal/Supervisory Exam

Series 24

Date: 5/24/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

STIRLINGSHIRE INVESTMENTS

STIRLINGSHIRE INVESTMENTS | STIRLINGSHIRE RIA LLC. | STIRLINGSHIRE RIA LLC

CRD#: 327779 / SEC#: 801-128665

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

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Contact information

Main Address

15 W 38th St. #704, New York, NY 10018

Mailing Address

Phone number

(877) 600-7026

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STIRLINGSHIRE ADV PART 2 (10/22/2025)

Regulatory assets under management

Total Number of Accounts	1,135
AUM (Assets Under Management)	$ 179,802,588

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James P. Webb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patton Webb's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIRLINGSHIRE INVESTMENTS

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RHAME & GORRELL WEALTH MANAGEMENT

WESTPARK WEALTH ADVISORS, INC.

IMS SECURITIES, INC.

FIRST INDEPENDENT ADVISORY SERVICES, INC.

FIRST INDEPENDENT FINANCIAL SERVICES, INC.

NAVIGATOR SECURITIES LIMITED

WOODLANDS ASSET MANAGEMENT INC

PERSEIDES PARTNERS, LLC

GARCIA HAMILTON & ASSOCIATES LP

WELLS FARGO CLEARING SERVICES, LLC

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

STIRLINGSHIRE INVESTMENTS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/24/2008

Series 65

Date: 7/7/1992

SIE

Date: 10/1/2018

Series 7

Date: 10/20/2008

Series 15

Date: 8/4/1984

Series 3

Date: 6/4/1983

Series 5

Date: 12/12/1981

Series 24

Date: 5/24/2010

FINRA

Current Firm

STIRLINGSHIRE INVESTMENTS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STIRLINGSHIRE INVESTMENTS

TRUST BUT VERIFY

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