Glenn R. Swift
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Robert Swift SR, who also goes by Glenn R Swift, Glenn Robert Swift, was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1979. Glenn had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2007 - December 1, 2016
ECKHOUSE KULMAN & ASSOCIATES INC
May 30, 2003 - August 18, 2005
SUMMIT FINANCIAL GROUP INC
May 29, 2003 - August 18, 2005
SUMMIT BROKERAGE SERVICES, INC.
November 14, 2001 - June 4, 2003
WELLS FARGO CLEARING SERVICES, LLC
November 12, 2001 - June 4, 2003
WELLS FARGO CLEARING SERVICES, LLC
June 5, 1996 - November 1, 2001
PRUDENTIAL EQUITY GROUP, LLC
April 5, 1995 - June 3, 1996
FNB BROKERAGE SERVICES, INC.
August 3, 1990 - April 6, 1995
PRUDENTIAL EQUITY GROUP, LLC
October 24, 1983 - August 9, 1990
MORGAN STANLEY DW INC.
October 24, 1979 - October 21, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ECKHOUSE KULMAN & ASSOCIATES INC
CRD#: 104959 / SEC#: 801-26603
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
