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CV

Craig L. Vanscoten

Some features on this profile are disabled
CRD#: 872781
CV

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Craig Louis Vanscoten, who also goes by Chip Vanscoten, was a registered financial professional .

Craig is a previously registered financial professional and started their career in finance in 1979. Craig had worked at 12 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chip Vanscoten

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 22, 1994 - February 1, 1995

GLOBAL CAPITAL SECURITIES CORPORATION

BD
CRD#: 16184
Past

October 7, 1994 - November 29, 1994

INTERFIRST CAPITAL CORPORATION

BD
CRD#: 7659
Past

March 22, 1993 - October 7, 1994

TAMARON INVESTMENTS, INC.

BD
CRD#: 14929
Past

January 14, 1991 - August 5, 1991

PRIVATE INVESTORS CARTEL, LTD.

BD
CRD#: 17690
Past

June 15, 1989 - January 16, 1991

RICHFIELD SECURITIES, INC.

BD
CRD#: 16109
Past

November 11, 1986 - May 25, 1989

MARSHALL DAVIS, INC.

BD
CRD#: 16278
Past

January 10, 1986 - November 25, 1986

POWER SECURITIES CORPORATION

BD
CRD#: 15527
Past

July 13, 1985 - January 1, 1986

FIRST EASTERN SECURITIES CORPORATION

BD
CRD#: 14514
Past

July 12, 1984 - May 28, 1985

J. W. GANT & ASSOCIATES, INC.

BD
CRD#: 7963
Past

August 10, 1983 - August 22, 1983

FIRST FINANCIAL SECURITIES, INC.

BD
CRD#: 6758
Past

January 17, 1983 - July 2, 1984

AMERICAN FRONTEER FINANCIAL CORPORATION

BD
CRD#: 1398
Past

October 24, 1979 - January 25, 1983

SECO SECURITIES, INC.

BD
CRD#: 5363

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/1/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/20/1979
General Securities Representative Examination

Current Firm

GC
GLOBAL CAPITAL SECURITIES CORPORATION
CHERRY CREEK INVESTMENTS, LTD. | GLOBAL CAPITAL SECURITIES CORPORATION | EBI SECURITIES CORPORATION | COHIG & ASSOCIATES, INC.

CRD#: 16184 / SEC#: , 8-33481

BD
Terminated by SEC on 04/25/2002
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Contact information

Main Address
Mailing Address
Phone number
Established
Colorado since 01/22/1985
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
GLOBAL CAPITAL PARTNERSSHAREHOLDER

Disclosures

Regulatory Event7
Arbitration31

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLOBAL CAPITAL SECURITIES CORPORATION

CRD#: 16184

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