JB
John C. Butterfield
JACK V. BUTTERFIELD INVESTMENT COMPANY
JACKSON, MI 49201
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CRD#: 872760
JB
Professional summary
John Clark Butterfield is a registered financial advisor currently at JACK V. BUTTERFIELD INVESTMENT COMPANY located in Jackson, Michigan.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. John has worked at 1 firm and has passed the Series 66, Series 52TO, Series 99TO, Series 79TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 53, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BUTTERFIELD DEVELOPMENT LLC NOT INVESTMENT RELATED 100 S. JACKSON SUITE 100 JACKSON, MI 49201 GENERAL PARTNER 01/01/1996 10 HOURS PER MONTH NONE DURING TRADING HOURS KEEPING BUILDING OCCUPIED Independent Trustee Investment Related Trustee over brokerage accounts 3 hours/month Less than 1 hour devoted during trading hours Manage investments, distribute funds or expenses JACKSON PICKLEBALL, LLC 33.33% OWNER - not investment related. 128 W Ganson St, Jackson, MI 49201 - address. Nature of business - pickleball recreational. Start date - 8/14/23. Approx. hours - 1 hour per week, none during securities trading hours. Duties - financial manager/part owner. Also holds 3 year promissory note up to 70,000 as start-up funds for LLC.
CRS (Client Relationship Summary) - RIA
Click below to view John Clark Butterfield's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Clark Butterfield's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 2010 - Present
JACK V. BUTTERFIELD INVESTMENT COMPANY
Office #1: 100 S. Jackson, Suite 100, Jackson, MI 49201Office #2: 100 South Jackson Suite 100, Jackson, MI 49201RIA
BD
CRD#: 3998
JACKSON, MI
Current
August 13, 1980 - Present
JACK V. BUTTERFIELD INVESTMENT COMPANY
Office #1: 100 South Jackson Suite 100, Jackson, MI 49201Office #2: 100 South Jackson Suite 100, Jackson, MI 49201RIA
BD
CRD#: 3998
JACKSON, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JACK V. BUTTERFIELD INVESTMENT COMPANY
J.V.B INVESTMENT COMPANY | JACK V. BUTTERFIELD INVESTMENT COMPANY | J.V.B. INVESTMENTS | J.V.B. INVESTMENT COMPANY | J.V.B. INVESTMENT CO.
CRD#: 3998 / SEC#: 801-132181, 8-12454
RIA
Registered Investment Advisory firm - SEC (3/19/2025 Approved)Michigan
Registered Investment Advisory firm - SEC (8/26/2025 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/12/2007)
RR
California(3/2/2007)
RR
Colorado(4/9/2007)
RR
Florida(3/2/2007)
RR
Georgia(10/4/2007)
RR
Illinois(6/20/2016)
RR
Indiana(6/11/2007)
RR
Michigan(3/5/1983)
IAR
Michigan(6/4/2010)
RR
New York(4/9/2007)
RR
North Carolina(4/3/2007)
RR
Ohio(2/28/2007)
RR
Oregon(3/3/2022)
RR
South Carolina(5/14/2007)
RR
Tennessee(4/27/2023)
RR
Texas(3/28/2007)
RR
Wisconsin(10/24/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/4/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JACK V. BUTTERFIELD INVESTMENT COMPANY
J.V.B INVESTMENT COMPANY | JACK V. BUTTERFIELD INVESTMENT COMPANY | J.V.B. INVESTMENTS | J.V.B. INVESTMENT COMPANY | J.V.B. INVESTMENT CO.
CRD#: 3998 / SEC#: 801-132181, 8-12454
RIA
Registered Investment Advisory firm - SEC (3/19/2025 Approved)Michigan
Registered Investment Advisory firm - SEC (8/26/2025 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
100 South Jackson Suite 100, Jackson, MI 49201
Mailing Address
P.o. Box 4057, Jackson, MI 49204
Phone number
(517) 787-2431
Established
Michigan since 07/01/1965
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
9
SEC notice filing (2 States and Territories)
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BUTTERFIELD, JOHN CLARK | PRESIDENT | 872760 |
| BUTTERFIELD, BENJAMIN RYAN | OWNER | 6603229 |
| BUTTERFIELD, JASON JOHN | OWNER | 5416792 |
| BUTTERFIELD, NICHOLAS JACOB | OWNER | 6175043 |
| BUTTERFIELD, TYLER CLARK | OWNER | 6741546 |
| CAVENDER, DAVID MICHAEL | CHIEF COMPLIANCE OFFICER | 6844966 |
| THAYER, TIMOTHY MARK | VICE PRESIDENT/PRINCIPAL | 1241930 |
Regulatory assets under management
| Total Number of Accounts | 298 |
| AUM (Assets Under Management) | $ 130,380,225 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
